Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / SPONSORED ADR
- Total 13F shares
- 186,998,722
- Total 13F value
- $1,385,645,565
- Share change
- +2,996,218
- Put/Call ratio
- 1023%
- SEC-reported price per share
- $7.41
- Number of holders
- 230
- Value change
- +$23,117,982
- Number of buys
- 125
- Number of sells
- 88
Open additional details 1 more signal available
Report period
Q4 2019
Institutions
230
Top holders
10
SMFG full security history
Ownership snapshot
Full 13F holder table
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Ownership snapshot
Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Fisher Asset Management, LLC
Disclosed value leader
Fisher Asset Management, LLC
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $419,342,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Fisher Asset Management, LLC has the largest disclosed position value at $419.34M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Fisher Asset Management, LLC's linked filing trail.
Disclosed position value
Top 5
Fisher Asset Management, LLC
$419.34M
LAZARD ASSET MANAGEMENT LLC
$101.8M
LMR Partners LLP
$74.97M
COWEN AND COMPANY, LLC
$70.12M
MORGAN STANLEY
$57.61M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Fisher Asset Management, LLC |
13F
Company
|
—
class O/S missing
|
$419,342,000
61,307,322 shares
|
— | 30 Sep 2019 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$101,802,000
14,883,469 shares
|
— | 30 Sep 2019 |
| LMR Partners LLP |
13F
Company
|
—
class O/S missing
|
$74,974,000
10,965,142 shares
|
— | 30 Sep 2019 |
| COWEN AND COMPANY, LLC |
13F
Company
|
—
class O/S missing
|
$70,121,000
10,251,605 shares
|
— | 30 Sep 2019 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$57,610,000
8,422,580 shares
|
— | 30 Sep 2019 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
Company
|
—
class O/S missing
|
$52,083,000
7,614,493 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
230
Shares
186,998,722
Rows available
230
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
217
Q4 2019 holders
230
Holder diff
13
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|