Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 95,512,188
- Share change
- -57,592,462
- Total reported value
- $574,706,347
- Price per share
- $6.01
- Number of holders
- 172
- Value change
- -$428,587,685
- Number of buys
- 70
- Number of sells
- 117
Report period
Q1 2016
Institutions
172
Top holders
10
SMFG full security history
Newer quarter: Q2 2016
Previous quarter: Q4 2015
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Capital World Investors |
13F
|
Company |
—
class O/S missing
|
27,000,000
|
$204,930,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
23,286,987
|
$176,748,000 | — | 31 Dec 2015 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
19,935,398
|
$151,310,000 | — | 31 Dec 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,362,049
|
$101,417,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
12,632,495
|
$95,880,000 | — | 31 Dec 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
6,034,292
|
$45,801,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
4,822,902
|
$36,606,000 | — | 31 Dec 2015 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
3,077,304
|
$23,357,000 | — | 31 Dec 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
2,923,956
|
$22,193,000 | — | 31 Dec 2015 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
2,684,586
|
$20,376,000 | — | 31 Dec 2015 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,105,850
|
$15,983,000 | — | 31 Dec 2015 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
2,087,000
|
$15,840,000 | — | 31 Dec 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
2,059,481
|
$15,632,000 | — | 31 Dec 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,007,934
|
$15,240,000 | — | 31 Dec 2015 | |
| RENAISSANCE GROUP LLC |
13F
|
Company |
—
class O/S missing
|
1,758,539
|
$13,347,000 | — | 31 Dec 2015 | |
| Janney Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,564,576
|
$11,875,000 | — | 31 Dec 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
1,402,400
|
$10,644,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,074,676
|
$8,157,000 | — | 31 Dec 2015 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,024,014
|
$7,772,000 | — | 31 Dec 2015 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
904,982
|
$6,869,000 | — | 31 Dec 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
878,330
|
$6,667,000 | — | 31 Dec 2015 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
829,405
|
$6,295,000 | — | 31 Dec 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
776,810
|
$5,896,000 | — | 31 Dec 2015 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
686,440
|
$5,209,000 | — | 31 Dec 2015 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
—
class O/S missing
|
665,041
|
$5,048,000 | — | 31 Dec 2015 | |
| GRATRY & Co LLC |
13F
|
Company |
—
class O/S missing
|
658,020
|
$4,994,000 | — | 31 Dec 2015 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
631,699
|
$4,796,000 | — | 31 Dec 2015 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
630,291
|
$4,784,000 | — | 31 Dec 2015 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
619,047
|
$4,699,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
594,114
|
$4,509,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
530,064
|
$4,023,000 | — | 31 Dec 2015 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
545,480
|
$3,889,000 | — | 31 Dec 2015 | |
| CASTLEARK MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
505,000
|
$3,833,000 | — | 31 Dec 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
483,606
|
$3,671,000 | — | 31 Dec 2015 | |
| Foyston, Gordon & Payne Inc |
13F
|
Company |
—
class O/S missing
|
474,057
|
$3,598,000 | — | 31 Dec 2015 | |
| RIVERHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
472,100
|
$3,583,000 | — | 31 Dec 2015 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
466,053
|
$3,537,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
449,296
|
$3,403,000 | — | 31 Dec 2015 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
431,776
|
$3,293,000 | — | 31 Dec 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
—
class O/S missing
|
405,802
|
$3,080,000 | — | 31 Dec 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
387,106
|
$2,938,000 | — | 31 Dec 2015 | |
| Matterhorn Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
375,802
|
$2,852,000 | — | 31 Dec 2015 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
375,223
|
$2,848,000 | — | 31 Dec 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
371,459
|
$2,819,000 | — | 31 Dec 2015 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
341,726
|
$2,594,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
325,203
|
$2,468,000 | — | 31 Dec 2015 | |
| ORBIS HOLDINGS LTD |
13F
|
Company |
—
class O/S missing
|
324,252
|
$2,461,000 | — | 31 Dec 2015 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
310,509
|
$2,357,000 | — | 31 Dec 2015 | |
| BBVA USA Bancshares, Inc. |
13F
|
Company |
—
class O/S missing
|
300,344
|
$2,279,000 | — | 31 Dec 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
288,700
|
$2,191,000 | — | 31 Dec 2015 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q1 2016
As of 31 Mar 2016,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
172 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
95,512,188 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, NINE MASTS CAPITAL Ltd, NORTHERN TRUST CORP, WELLS FARGO & COMPANY/MN, Jefferies Group LLC, PARAMETRIC PORTFOLIO ASSOCIATES LLC, CAUSEWAY CAPITAL MANAGEMENT LLC, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
172
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
193
Q1 2016 holders
172
Holder diff
-21
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.