SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)

CUSIP: 86562M209

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class
Equity / SPONSORED ADR
Total 13F shares
154,253,530
Share change
+15,611,650
Total reported value
$1,176,811,119
Put/Call ratio
2745%
Price per share
$7.63
Number of holders
183
Value change
+$117,380,038
Number of buys
106
Number of sells
57

Security key

86562M209

Report period

Q3 2015

Institutions

183

Top holders

10

Ownership snapshot

Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder
Capital World Investors
13D/G signal
Evidence rows
50
Latest as of
30 Jun 2015
13F Highest disclosed value: $240,030,000
Holder Evidence Ownership % Position 12M Net Δ As of
Capital World Investors
13F
Company
13F
class O/S missing
$240,030,000
27,000,000 shares
30 Jun 2015
MORGAN STANLEY
13F
Company
13F
class O/S missing
$229,796,000
25,848,885 shares
30 Jun 2015
CAMBIAR INVESTORS LLC
13F
Company
13F
class O/S missing
$116,207,000
13,071,698 shares
30 Jun 2015
LAZARD ASSET MANAGEMENT LLC
13F
Company
13F
class O/S missing
$115,108,000
12,948,114 shares
30 Jun 2015
MANAGED ACCOUNT ADVISORS LLC
13F
Company
13F
class O/S missing
$91,341,000
10,274,626 shares
30 Jun 2015
NORTHERN TRUST CORP
13F
Company
13F
class O/S missing
$45,202,000
5,084,630 shares
30 Jun 2015
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$39,884,000
4,486,406 shares
30 Jun 2015
Jefferies Group LLC
13F
Company
13F
class O/S missing
$29,070,000
3,270,000 shares
30 Jun 2015
Clearbridge Investments, LLC
13F
Company
13F
class O/S missing
$25,976,000
2,921,889 shares
30 Jun 2015
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
class O/S missing
$24,061,000
2,706,557 shares
30 Jun 2015
Aperio Group, LLC
13F
Company
13F
class O/S missing
$22,086,000
2,484,376 shares
30 Jun 2015
GOLDMAN SACHS GROUP INC
13F
Company
13F
class O/S missing
$17,483,000
1,966,608 shares
30 Jun 2015
BANK OF AMERICA CORP /DE/
13F
Company
13F
class O/S missing
$16,657,000
1,873,641 shares
30 Jun 2015
CAUSEWAY CAPITAL MANAGEMENT LLC
13F
Company
13F
class O/S missing
$16,553,000
1,862,020 shares
30 Jun 2015
RENAISSANCE GROUP LLC
13F
Company
13F
class O/S missing
$15,306,000
1,721,694 shares
30 Jun 2015
JPMORGAN CHASE & CO
13F
Company
13F
class O/S missing
$15,018,000
1,689,409 shares
30 Jun 2015
Janney Capital Management LLC
13F
Company
13F
class O/S missing
$14,837,000
3,334,480 shares
30 Jun 2015
D. E. Shaw & Co., Inc.
13F
Company
13F
class O/S missing
$12,723,000
1,431,186 shares
30 Jun 2015
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
class O/S missing
$11,588,000
1,303,500 shares
30 Jun 2015
COMERICA BANK
13F
Company
13F
class O/S missing
$10,002,000
1,124,950 shares
30 Jun 2015
Columbus Hill Capital Management, L.P.
13F
Company
13F
class O/S missing
$9,971,000
223,451 shares
30 Jun 2015
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
class O/S missing
$8,718,000
980,649 shares
30 Jun 2015
Freedom Investment Management, Inc.
13F
Company
13F
class O/S missing
$8,448,000
950,332 shares
30 Jun 2015
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
class O/S missing
$8,221,000
924,769 shares
30 Jun 2015
MOORE CAPITAL MANAGEMENT, LP
13F
Company
13F
class O/S missing
$7,912,000
890,000 shares
30 Jun 2015
CAPSTONE ASSET MANAGEMENT CO
13F
Company
13F
class O/S missing
$7,901,000
888,769 shares
30 Jun 2015
ORBIS HOLDINGS LTD
13F
Company
13F
class O/S missing
$7,566,000
851,028 shares
30 Jun 2015
NATIXIS ADVISORS, LLC
13F
Company
13F
class O/S missing
$7,288,000
819,845 shares
30 Jun 2015
NINE MASTS CAPITAL Ltd
13F
Company
13F
class O/S missing
$7,005,000
784,776 shares
30 Jun 2015
CITIGROUP INC
13F
Company
13F
class O/S missing
$6,759,000
760,305 shares
30 Jun 2015
GRATRY & Co LLC
13F
Company
13F
class O/S missing
$6,589,000
741,125 shares
30 Jun 2015
ROYAL BANK OF CANADA
13F
Company
13F
class O/S missing
$6,225,000
700,165 shares
30 Jun 2015
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
13F
Company
13F
class O/S missing
$5,796,058
651,975 shares
30 Jun 2015
SUNTRUST BANKS INC
13F
Company
13F
class O/S missing
$5,739,000
645,626 shares
30 Jun 2015
TRUIST FINANCIAL CORP
13F
Company
13F
class O/S missing
$5,324,000
598,953 shares
30 Jun 2015
ENVESTNET ASSET MANAGEMENT INC
13F
Company
13F
class O/S missing
$5,313,000
597,689 shares
30 Jun 2015
CAPITAL GUARDIAN TRUST CO
13F
Company
13F
class O/S missing
$5,302,000
596,422 shares
30 Jun 2015
US BANCORP \DE\
13F
Company
13F
class O/S missing
$5,009,000
563,374 shares
30 Jun 2015
M&T BANK CORP
13F
Company
13F
class O/S missing
$4,694,000
528,029 shares
30 Jun 2015
CASTLEARK MANAGEMENT LLC
13F
Company
13F
class O/S missing
$4,489,000
505,000 shares
30 Jun 2015
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
class O/S missing
$4,361,000
490,647 shares
30 Jun 2015
Foyston, Gordon & Payne Inc
13F
Company
13F
class O/S missing
$4,343,000
488,566 shares
30 Jun 2015
JANE STREET GROUP, LLC
13F
Company
13F
class O/S missing
$4,307,000
484,509 shares
30 Jun 2015
DREMAN VALUE MANAGEMENT, L L C
13F
Company
13F
class O/S missing
$4,301,000
483,747 shares
30 Jun 2015
STIFEL FINANCIAL CORP
13F
Company
13F
class O/S missing
$4,252,000
480,060 shares
30 Jun 2015
RIVERHEAD CAPITAL MANAGEMENT LLC
13F
Company
13F
class O/S missing
$4,197,000
472,100 shares
30 Jun 2015
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$3,809,000
428,432 shares
30 Jun 2015
UBS Group AG
13F
Company
13F
class O/S missing
$3,690,000
415,031 shares
30 Jun 2015
Bank of New York Mellon Corp
13F
Company
13F
class O/S missing
$3,360,000
377,948 shares
30 Jun 2015
Matterhorn Capital Management, LLC
13F
Company
13F
class O/S missing
$3,357,000
377,656 shares
30 Jun 2015
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
183
Shares
154,253,530
Rows loaded
183
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders
169
Q3 2015 holders
183
Holder diff
14
Investor Q2 2015 Shares Q3 2015 Shares Share Diff Share Chg % Q2 2015 Value $ Q3 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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