Security key
858568108
- Security type / class
- Equity / COM
- Total 13F shares
- 3,315,857
- Total 13F value
- $46,678,395
- Share change
- +1,004,864
- Put/Call ratio
- 0.96%
- SEC-reported price per share
- $14.07
- Number of holders
- 61
- Value change
- +$14,159,504
- Number of buys
- 31
- Number of sells
- 21
Open additional details 1 more signal available
Report period
Q2 2023
Institutions
61
Top holders
10
SCM full security history
Ownership snapshot
Full 13F holder table
Stellus Capital Investment Corp SEC filings
Stellus Capital Investment Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of SCM - Stellus Capital Investment Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Cliffwater LLC
Disclosed value leader
Cliffwater LLC
Comparable rows
0/15
Latest evidence
31 Mar 2023
13F
3/4/5
Highest disclosed value: $3,764,172
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Cliffwater LLC has the largest disclosed position value at $3.76M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Cliffwater LLC's linked filing trail.
Disclosed position value
Top 5
Cliffwater LLC
$3.76M
RAYMOND JAMES & ASSOCIATES
$2.65M
Advisors Asset Management, Inc.
$2.25M
Dean D'Angelo
$2.23M
TWO SIGMA ADVISERS, LP
$2M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Cliffwater LLC |
13F
Company
|
—
class O/S missing
|
$3,764,172
267,152 shares
|
— | 31 Mar 2023 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$2,646,411
187,822 shares
|
— | 31 Mar 2023 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,245,495
159,368 shares
|
— | 31 Mar 2023 |
| Dean D'Angelo |
3/4/5
Director
|
—
class O/S missing
|
$2,232,341
196,682 shares
|
— | 16 Jun 2022 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$2,000,780
142,000 shares
|
— | 31 Mar 2023 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$1,985,267
140,899 shares
|
— | 31 Mar 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
61
Shares
3,315,857
Rows available
61
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
57
Q2 2023 holders
61
Holder diff
4
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q2 2023 value | Value change | Value Chg % |
|---|