Security key
858568108
- Security type / class
- Equity / COM
- Total 13F shares
- 2,312,467
- Total 13F value
- $32,575,187
- Share change
- -177,465
- Put/Call ratio
- 7.4%
- SEC-reported price per share
- $14.09
- Number of holders
- 57
- Value change
- -$2,002,245
- Number of buys
- 29
- Number of sells
- 19
Open additional details 1 more signal available
Report period
Q1 2023
Institutions
57
Top holders
10
SCM full security history
Ownership snapshot
Full 13F holder table
Stellus Capital Investment Corp SEC filings
Stellus Capital Investment Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of SCM - Stellus Capital Investment Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ARES MANAGEMENT LLC
Disclosed value leader
ARES MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
31 Dec 2022
13F
3/4/5
Highest disclosed value: $4,581,807
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
ARES MANAGEMENT LLC has the largest disclosed position value at $4.58M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ARES MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
ARES MANAGEMENT LLC
$4.58M
Cliffwater LLC
$3.47M
CONFLUENCE INVESTMENT MANAGEMENT LLC
$2.82M
RAYMOND JAMES & ASSOCIATES
$2.42M
Dean D'Angelo
$2.23M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,581,807
345,536 shares
|
— | 31 Dec 2022 |
| Cliffwater LLC |
13F
Company
|
—
class O/S missing
|
$3,473,497
261,953 shares
|
— | 31 Dec 2022 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$2,815,000
212,318 shares
|
— | 31 Dec 2022 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$2,424,365
182,833 shares
|
— | 31 Dec 2022 |
| Dean D'Angelo |
3/4/5
Director
|
—
class O/S missing
|
$2,232,341
196,682 shares
|
— | 16 Jun 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,972,319
148,742 shares
|
— | 31 Dec 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
57
Shares
2,312,467
Rows available
57
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2023 vs Q1 2023 Across Filers
Q1 2023 holders
57
Q1 2023 holders
57
Holder diff
0
| Investor | Q1 2023 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q1 2023 value | Value change | Value Chg % |
|---|