Security key
858568108
- Security type / class
- Equity / COM
- Total 13F shares
- 2,690,704
- Total 13F value
- $32,091,870
- Share change
- -44,172
- SEC-reported price per share
- $11.93
- Number of holders
- 47
- Value change
- -$457,085
- Number of buys
- 18
- Number of sells
- 21
Report period
Q3 2022
Institutions
47
Top holders
10
SCM full security history
Ownership snapshot
Full 13F holder table
Stellus Capital Investment Corp SEC filings
Stellus Capital Investment Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of SCM - Stellus Capital Investment Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ARES MANAGEMENT LLC
Disclosed value leader
ARES MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Jun 2022
13F
3/4/5
Highest disclosed value: $4,821,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
ARES MANAGEMENT LLC has the largest disclosed position value at $4.82M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ARES MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
ARES MANAGEMENT LLC
$4.82M
Cliffwater LLC
$2.71M
CONFLUENCE INVESTMENT MANAGEMENT LLC
$2.37M
Steven Patrick Farmer
$2.37M
Dean D'Angelo
$2.23M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,821,000
433,112 shares
|
— | 30 Jun 2022 |
| Cliffwater LLC |
13F
Company
|
—
class O/S missing
|
$2,709,000
245,360 shares
|
— | 30 Jun 2022 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$2,368,000
212,727 shares
|
— | 30 Jun 2022 |
| Steven Patrick Farmer |
13F
Individual
|
—
class O/S missing
|
$2,368,000
212,727 shares
|
— | 30 Jun 2022 |
| Dean D'Angelo |
3/4/5
Director
|
—
class O/S missing
|
$2,232,341
196,682 shares
|
— | 16 Jun 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,152,000
193,323 shares
|
— | 30 Jun 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
47
Shares
2,690,704
Rows available
47
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
52
Q3 2022 holders
47
Holder diff
-5
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 value | Q3 2022 value | Value change | Value Chg % |
|---|