Stellus Capital Investment Corp - COM (SCM)

CUSIP: 858568108

Q1 2022 13F Holders as of 31 Mar 2022

Share change
-380,674
Put/Call ratio
4.3%
SEC-reported price per share
$13.89
Number of holders
44
Value change
-$5,212,750
Number of buys
16
Open additional details 1 more signal available
Number of sells
14

Security key

858568108

Report period

Q1 2022

Institutions

44

Top holders

10

Ownership snapshot

Top reported holders of SCM - Stellus Capital Investment Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARES MANAGEMENT LLC
Disclosed value leader
ARES MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
31 Dec 2021
13F Highest disclosed value: $11,059,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

ARES MANAGEMENT LLC has the largest disclosed position value at $11.06M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARES MANAGEMENT LLC's linked filing trail.
Disclosed position value Top 5
ARES MANAGEMENT LLC $11.06M
CONFLUENCE INVESTMENT MANAGEMENT LLC $4.56M
Advisors Asset Management, Inc. $3.67M
RAYMOND JAMES & ASSOCIATES $3.01M
Cliffwater LLC $2.79M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARES MANAGEMENT LLC
13F
Company
13F
class O/S missing
$11,059,000
849,378 shares
31 Dec 2021
CONFLUENCE INVESTMENT MANAGEMENT LLC
13F
Company
13F
class O/S missing
$4,563,000
350,420 shares
31 Dec 2021
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$3,673,059
282,109 shares
31 Dec 2021
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
class O/S missing
$3,011,000
231,246 shares
31 Dec 2021
Cliffwater LLC
13F
Company
13F
class O/S missing
$2,791,000
214,352 shares
31 Dec 2021
Muzinich & Co., Inc.
13F
Company
13F
class O/S missing
$1,821,000
139,846 shares
31 Dec 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
44
Shares
2,962,340
Rows available
44
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2022 vs Q1 2022 Across Filers

Q1 2022 holders
44
Q1 2022 holders
44
Holder diff
0
Investor Q1 2022 Shares Q1 2022 Shares Share Diff Share Chg % Q1 2022 value Q1 2022 value Value change Value Chg %
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