Security key
858568108
- Security type / class
- Equity / COM
- Total 13F shares
- 3,481,504
- Total 13F value
- $43,906,000
- Share change
- +84,815
- SEC-reported price per share
- $12.59
- Number of holders
- 46
- Value change
- +$1,054,449
- Number of buys
- 21
- Number of sells
- 18
Report period
Q2 2021
Institutions
46
Top holders
10
SCM full security history
Ownership snapshot
Full 13F holder table
Stellus Capital Investment Corp SEC filings
Stellus Capital Investment Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of SCM - Stellus Capital Investment Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ARES MANAGEMENT LLC
Disclosed value leader
ARES MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
31 Mar 2021
13F
Highest disclosed value: $10,102,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
ARES MANAGEMENT LLC has the largest disclosed position value at $10.1M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ARES MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
ARES MANAGEMENT LLC
$10.1M
CONFLUENCE INVESTMENT MANAGEMENT LLC
$4.41M
Cliffwater LLC
$3.43M
Advisors Asset Management, Inc.
$3.01M
ARROWSTREET CAPITAL, LIMITED PART...
$2.91M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$10,102,000
795,396 shares
|
— | 31 Mar 2021 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,407,000
347,026 shares
|
— | 31 Mar 2021 |
| Cliffwater LLC |
13F
Company
|
—
class O/S missing
|
$3,433,000
257,380 shares
|
— | 31 Mar 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,013,456
237,280 shares
|
— | 31 Mar 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$2,913,000
229,342 shares
|
— | 31 Mar 2021 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$2,591,000
204,035 shares
|
— | 31 Mar 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
46
Shares
3,481,504
Rows available
46
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
47
Q2 2021 holders
46
Holder diff
-1
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q2 2021 value | Value change | Value Chg % |
|---|