Security key
858568108
- Security type / class
- Equity / COM
- Total 13F shares
- 3,057,933
- Total 13F value
- $22,235,648
- Share change
- +215,613
- SEC-reported price per share
- $7.28
- Number of holders
- 52
- Value change
- +$1,571,524
- Number of buys
- 25
- Number of sells
- 22
Report period
Q2 2020
Institutions
52
Top holders
10
SCM full security history
Ownership snapshot
Full 13F holder table
Stellus Capital Investment Corp SEC filings
Stellus Capital Investment Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of SCM - Stellus Capital Investment Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CONFLUENCE INVESTMENT MAN...
Disclosed value leader
CONFLUENCE INVESTMENT MAN...
Comparable rows
0/15
Latest evidence
31 Mar 2020
13F
Highest disclosed value: $3,387,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
CONFLUENCE INVESTMENT MANAGEMENT LLC has the largest disclosed position value at $3.39M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens CONFLUENCE INVESTMENT MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
CONFLUENCE INVESTMENT MANAGEMENT LLC
$3.39M
Advisors Asset Management, Inc.
$1.98M
ARROWSTREET CAPITAL, LIMITED PART...
$1.97M
VIRTUS ADVISERS, LLC
$1.56M
RAYMOND JAMES & ASSOCIATES
$1.12M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,387,000
464,649 shares
|
— | 31 Mar 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,975,641
271,007 shares
|
— | 31 Mar 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$1,971,000
270,304 shares
|
— | 31 Mar 2020 |
| VIRTUS ADVISERS, LLC |
13F
Company
|
—
class O/S missing
|
$1,557,000
213,599 shares
|
— | 31 Mar 2020 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$1,116,000
153,035 shares
|
— | 31 Mar 2020 |
| GABLES CAPITAL MANAGEMENT INC. |
13F
Company
|
—
class O/S missing
|
$987,000
135,788 shares
|
— | 31 Mar 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
52
Shares
3,057,933
Rows available
52
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
46
Q2 2020 holders
52
Holder diff
6
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 value | Q2 2020 value | Value change | Value Chg % |
|---|