Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
3,902,003
-
Share change
-
-92,102
-
Total reported value
-
$54,195,000
-
Price per share
-
$13.89
-
Number of holders
-
28
-
Value change
-
-$1,571,191
-
Number of buys
-
14
-
Number of sells
-
23
Institutional Holders of Stellus Capital Investment Corp - COM (SCM) as of Q3 2014
As of 30 Sep 2014,
Stellus Capital Investment Corp - COM (SCM) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,902,003 shares.
The largest 10 holders included
D. E. Shaw & Co., Inc., Advisors Asset Management, Inc., UBS AG, Yorktown Management & Research Co Inc, CONFLUENCE INVESTMENT MANAGEMENT LLC, BUCKHEAD CAPITAL MANAGEMENT LLC, VSR Financial Services, Inc., BlackRock Group LTD, RAYMOND JAMES & ASSOCIATES, and MORGAN STANLEY.
This page lists
28
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.