Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
4,265,492
-
Share change
-
+10,640
-
Total reported value
-
$63,745,739
-
Price per share
-
$14.95
-
Number of holders
-
46
-
Value change
-
+$159,000
-
Number of buys
-
1
Institutional Holders of Stellus Capital Investment Corp - COM (SCM) as of Q4 2013
As of 31 Dec 2013,
Stellus Capital Investment Corp - COM (SCM) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,265,492 shares.
The largest 10 holders included
D. E. Shaw & Co., Inc., BlackRock Fund Advisors, CONFLUENCE INVESTMENT MANAGEMENT LLC, UBS AG, Yorktown Management & Research Co Inc, BUCKHEAD CAPITAL MANAGEMENT LLC, Advisors Asset Management, Inc., NORTHERN TRUST CORP, BlackRock Institutional Trust Company, N.A., and State Street Corp.
This page lists
46
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.