STARWOOD PPTY TR INC - NOTE 4.375% 4/0

Q3 2022 13F Holders as of 9/30/2022

Type / Class: Debt / NOTE 4.375% 4/0
Number of holders: 48
Total Principal: 229M
Shares change: -9.05M
Total reported value, excl. options: $226M
Value change: -$9.06M
Put/Call ratio: 0
Number of buys: 15
Number of sells: -20
Price: $0.98

Investor	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
Graham Capital Management, L.P.	1.87%	+0.48%	$43.5M	0.98	44.2M	+11.3M	+34.4%	9/30/2022
ADVENT CAPITAL MANAGEMENT /DE/	0.47%	-0.15%	$25.4M	0.97	26.1M	-8.31M	-24.1%	9/30/2022
OSTERWEIS CAPITAL MANAGEMENT INC	1.61%	+1.61%	$21.4M	0.97	22M	+22M	NEW	9/30/2022
GOLDMAN SACHS GROUP INC	0%	0%	$16.9M	0.97	17.4M	-6.5M	-27.2%	9/30/2022
Walleye Capital LLC	0.31%	-0.02%	$13.6M	0.97	14M	-1M	-6.67%	9/30/2022
OAKTREE CAPITAL MANAGEMENT LP	0.15%		$12.9M	0.97	13.3M			9/30/2022
JPMORGAN CHASE & CO	0%	+0%	$11.3M	0.99	11.4M	+2.21M	+23.9%	9/30/2022
LORD, ABBETT & CO. LLC	0.04%	0%	$10.9M	0.97	11.2M	-635K	-5.36%	9/30/2022
Thrivent Financial for Lutherans	0.02%	0%	$7.53M	0.97	7.77M	-100K	-1.27%	9/30/2022
VICTORY CAPITAL MANAGEMENT INC	0.01%		$6.97M	0.98	7.07M			9/30/2022
PIPER SANDLER & CO.	5.2%	+4.41%	$6.42M	0.97	6.63M	+5.63M	+562.6%	9/30/2022
Clough Capital Partners L P	0.86%	-0.74%	$5.74M	0.99	5.82M	-5M	-46.2%	9/30/2022
PALISADE CAPITAL MANAGEMENT LLC/NJ	0.16%	+0.16%	$5.7M	0.98	5.79M	+5.79M	NEW	9/30/2022
SHENKMAN CAPITAL MANAGEMENT INC	0.36%	-0.09%	$5.46M	1.00	5.48M	-1.35M	-19.8%	9/30/2022
NEW YORK STATE COMMON RETIREMENT FUND	0.01%		$4.8M	0.97	4.96M			9/30/2022
CONNING INC.	0.16%		$4.49M	0.98	4.6M			9/30/2022
AMUNDI	0%		$3.28M	0.98	3.35M			9/30/2022
Lombard Odier Asset Management (Europe) Ltd	0.17%		$3.3M	0.99	3.35M			9/30/2022
Russell Investments Group, Ltd.	0.01%		$3.09M	1.01	3.07M			9/30/2022
BlackRock Inc.	0%	0%	$2.11M	0.97	2.18M	-525K	-19.4%	9/30/2022
AGF INVESTMENTS INC.	0.02%		$1.84M	0.97	1.9M			9/30/2022
MIZUHO SECURITIES USA LLC	0.19%	-0.33%	$1.26M	0.98	1.28M	-2.22M	-63.5%	9/30/2022
BARCLAYS PLC	0%	+0%	$1.19M	0.99	1.2M	+919K	+325.9%	9/30/2022
CALAMOS ADVISORS LLC	0.01%	0%	$1.07M	0.99	1.09M	-85K	-7.24%	9/30/2022
PUTNAM INVESTMENTS LLC	0%		$725K	0.97	748K			9/30/2022
Invesco Ltd.	0%		$703K	0.97	725K			9/30/2022
INCOME RESEARCH & MANAGEMENT	0.26%		$562K	0.97	580K			9/30/2022
Nuveen Asset Management, LLC	0%		$494K	0.99	500K			9/30/2022
RWC Asset Management LLP	0.02%		$494K	0.99	500K			9/30/2022
Beck Bode, LLC	0.05%	+0.01%	$245K	0.98	251K	+26K	+11.6%	9/30/2022
Bank of New York Mellon Corp		+0%	$198K	0.99	200K	+200K	NEW	9/30/2022
MORGAN STANLEY		0%	$170K	0.97	175K	-26K	-12.9%	9/30/2022
RAYMOND JAMES & ASSOCIATES	0%	0%	$114K	0.97	118K	-144K	-55%	9/30/2022
CITIGROUP INC	0%	+0%	$113K	0.97	117K	+56K	+91.8%	9/30/2022
Rockefeller Capital Management L.P.	0%	+0%	$96K	0.96	100K	+100K	NEW	9/30/2022
LAKE STREET FINANCIAL LLC	0.37%	+0.05%	$1.57M	18.22	85.9K	+12.7K	+17.3%	9/30/2022
ROYAL BANK OF CANADA		+0%	$34K	0.97	35K	+2K	+6.06%	9/30/2022
TRUSTCORE FINANCIAL SERVICES, LLC	0%		$22K	1.00	22K			9/30/2022
ADVISOR GROUP HOLDINGS, INC.			$20K	0.95	21K			9/30/2022
Stonegate Investment Group, LLC	0%	+0%	$20K	0.95	21K	+21K	NEW	9/30/2022
LPL Financial LLC		+0%	$20K	1.00	20K	+5K	+33.3%	9/30/2022
PATRON PARTNERS, LLC	0.01%		$14K	1.00	14K			9/30/2022
Seelaus Asset Management LLC	0.01%		$10K	1.00	10K			9/30/2022
Quad-Cities Investment Group, LLC	0.01%		$10K	1.00	10K			9/30/2022
CASTLE WEALTH MANAGEMENT LLC	0%		$3K	1.00	3K			9/30/2022
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO			$3K	1.00	3K			9/30/2022
BANK OF AMERICA CORP /DE/		0%	$2K	1.00	2K	-16K	-88.9%	9/30/2022
Wellesley Asset Management	0.01%	+0.01%	$89	0.99	90	+90	NEW	9/30/2022
UBS Group AG		0%	$0		0	-14K	-100%	9/30/2022
Stonegate Investment Group, LLC		0%	$0		0	-21K	-100%	9/30/2022

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
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