STARWOOD PPTY TR INC - NOTE 4.375% 4/0

Q3 2020 13F Holders as of 9/30/2020

Type / Class: Debt / NOTE 4.375% 4/0
Number of holders: 40
Total Principal: 245M
Shares change: +1.17M
Total reported value, excl. options: $236M
Value change: -$37.2K
Put/Call ratio: 0
Number of buys: 15
Number of sells: -17
Price: $0.96

Investor	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
LAZARD ASSET MANAGEMENT LLC	0.06%	+0.01%	$40.4M	0.96	41.9M	+5.22M	+14.2%	9/30/2020
ADVENT CAPITAL MANAGEMENT /DE/	0.66%	-0.04%	$29.8M	0.96	31M	-1.78M	-5.42%	9/30/2020
JPMORGAN CHASE & CO	0.01%	+0%	$29.6M	0.96	30.8M	+6.72M	+27.8%	9/30/2020
NN Investment Partners Holdings N.V.	0.17%	-0.05%	$25.8M	0.96	26.8M	-7.85M	-22.7%	9/30/2020
RAYMOND JAMES & ASSOCIATES	0.02%	+0%	$19.3M	0.96	20.1M	+1.23M	+6.52%	9/30/2020
LORD, ABBETT & CO. LLC	0.04%	+0%	$12.9M	0.96	13.4M	+358K	+2.74%	9/30/2020
OAKTREE CAPITAL MANAGEMENT LP	0.27%	+0.23%	$12.4M	0.96	12.9M	+10.9M	+543.7%	9/30/2020
SHENKMAN CAPITAL MANAGEMENT INC	1.18%	-0.15%	$9.99M	0.99	10.1M	-1.25M	-11%	9/30/2020
BARCLAYS PLC	0.01%	+0%	$7.61M	0.96	7.92M	+1.96M	+32.8%	9/30/2020
VICTORY CAPITAL MANAGEMENT INC	0.01%		$6.07M	0.96	6.34M			9/30/2020
ROYAL BANK OF CANADA	0%	0%	$5.18M	0.96	5.4M	-1.05M	-16.3%	9/30/2020
NEW YORK STATE COMMON RETIREMENT FUND	0.01%	0%	$4.41M	0.96	4.6M	-1.39M	-23.1%	9/30/2020
CONNING INC.	0.13%		$3.63M	0.96	3.78M			9/30/2020
Russell Investments Group, Ltd.	0.01%	+0.01%	$3.42M	0.96	3.56M	+2.64M	+284.9%	9/30/2020
BNP PARIBAS ARBITRAGE, SA	0.01%		$3.38M	0.96	3.52M			9/30/2020
Kohlberg Kravis Roberts & Co. L.P.	0.02%		$2.88M	0.96	3M			9/30/2020
AMUNDI PIONEER ASSET MANAGEMENT INC	0%		$2.59M	0.96	2.7M			9/30/2020
Clough Capital Partners L P	0.18%	+0.1%	$2.23M	0.96	2.32M	+1.31M	+129.2%	9/30/2020
Thrivent Financial for Lutherans	0.01%	0%	$2.22M	0.96	2.31M	-1.59M	-40.7%	9/30/2020
BRIGADE CAPITAL MANAGEMENT, LP	0.34%		$1.72M	0.95	1.8M			9/30/2020
AGF INVESTMENTS INC.	0.01%	0%	$1.49M	0.96	1.55M	-300K	-16.2%	9/30/2020
FMR LLC	0%	0%	$1.39M	0.96	1.45M	-13.8M	-90.5%	9/30/2020
CALAMOS ADVISORS LLC	0.01%	-0.01%	$1.33M	0.96	1.38M	-1.37M	-49.7%	9/30/2020
WELLS FARGO & COMPANY/MN	0%	+0%	$1.3M	0.96	1.36M	+1.21M	+805.3%	9/30/2020
Bank of New York Mellon Corp	0%		$961K	0.96	1M			9/30/2020
KEMPER Corp	0.17%		$794K	0.96	825K			9/30/2020
BlackRock Inc.			$767K	0.96	800K			9/30/2020
Invesco Ltd.	0%	0%	$695K	0.96	725K	-275K	-27.5%	9/30/2020
MIZUHO SECURITIES USA LLC	0.04%	+0.04%	$565K	0.96	590K	+590K	NEW	9/30/2020
CITIGROUP INC	0%	+0%	$479K	0.96	500K	+500K	NEW	9/30/2020
RWC Asset Management LLP	0.02%		$483K	0.97	500K			9/30/2020
MORGAN STANLEY		+0%	$154K	0.96	160K	+68K	+73.9%	9/30/2020
BANK OF AMERICA CORP /DE/			$43K	0.98	44K	+3K	+7.32%	9/30/2020
ADVISOR GROUP HOLDINGS, INC.	0%	0%	$19K	0.95	20K	-21K	-51.2%	9/30/2020
LPL Financial LLC		+0%	$14K	0.93	15K	+15K	NEW	9/30/2020
M&T Bank Corp	0%		$11K	1.00	11K			9/30/2020
Raymond James Financial Services Advisors, Inc.		+0%	$11K	1.00	11K	+11K	NEW	9/30/2020
Seelaus Asset Management LLC	0.01%		$10K	1.00	10K			9/30/2020
UBS Group AG			$8K	1.00	8K			9/30/2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO			$3K	1.00	3K			9/30/2020
Laffer Tengler Investments		0%	$0		0	-1.21K	-100%	9/30/2020
WILEY BROS.-AINTREE CAPITAL, LLC		-0.08%	$0		0	-70K	-100%	9/30/2020
CALAMOS WEALTH MANAGEMENT LLC		-0.04%	$0		0	-331K	-100%	9/30/2020
Jefferies Group LLC		0%	$0		0	-13K	-100%	9/30/2020
STIFEL FINANCIAL CORP		0%	$0		0	-10K	-100%	9/30/2020
SSI INVESTMENT MANAGEMENT LLC		-0.05%	$0		0	-522K	-100%	9/30/2020

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.