Security key
85207H104
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 78,262,947
- Share change
- +11,981,827
- Total reported value
- $1,174,072,721
- Price per share
- $15.05
- Number of holders
- 267
- Value change
- +$183,031,270
- Number of buys
- 146
- Number of sells
- 58
Report period
Q3 2020
Institutions
267
Top holders
10
PHYS full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Sprott Physical Gold Trust SEC filings
Sprott Physical Gold Trust company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207H104
Recent filing periods:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
7,899,801
|
$113,046,000 | — | 30 Jun 2020 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,907,074
|
$84,530,000 | — | 30 Jun 2020 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
5,527,825
|
$79,103,000 | — | 30 Jun 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
—
class O/S missing
|
4,209,404
|
$59,982,412 | — | 30 Jun 2020 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
3,709,764
|
$53,087,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,620,817
|
$51,814,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,699,634
|
$38,631,000 | — | 30 Jun 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,529,750
|
$36,201,000 | — | 30 Jun 2020 | |
| Jupiter Investment Management Ltd |
13F
|
Company |
—
class O/S missing
|
2,026,538
|
$29,000,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
2,008,791
|
$28,745,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,611,651
|
$23,063,000 | — | 30 Jun 2020 | |
| Forest Hill Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,478,918
|
$21,163,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,069,123
|
$15,299,000 | — | 30 Jun 2020 | |
| SENTINEL PENSION ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
942,107
|
$13,482,000 | — | 30 Jun 2020 | |
| Auxano Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
761,152
|
$10,892,000 | — | 30 Jun 2020 | |
| Cannell & Co. |
13F
|
Company |
—
class O/S missing
|
704,190
|
$10,077,000 | — | 30 Jun 2020 | |
| Pasadena Private Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
702,631
|
$10,055,000 | — | 30 Jun 2020 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
684,055
|
$9,781,000 | — | 30 Jun 2020 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
681,156
|
$9,746,000 | — | 30 Jun 2020 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
608,168
|
$8,703,000 | — | 30 Jun 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
603,134
|
$8,628,000 | — | 30 Jun 2020 | |
| Quilter Plc |
13F
|
Company |
—
class O/S missing
|
599,901
|
$8,585,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
563,537
|
$8,064,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
520,244
|
$7,445,000 | — | 30 Jun 2020 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
509,197
|
$7,287,000 | — | 30 Jun 2020 | |
| Lucia Wealth Services, LLC |
13F
|
Company |
—
class O/S missing
|
498,634
|
$7,135,000 | — | 30 Jun 2020 | |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
491,350
|
$7,120,000 | — | 30 Jun 2020 | |
| SouthState Bank Corp |
13F
|
Company |
—
class O/S missing
|
474,943
|
$6,796,000 | — | 30 Jun 2020 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
462,568
|
$6,619,000 | — | 30 Jun 2020 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
447,938
|
$6,504,000 | — | 30 Jun 2020 | |
| Danda Trouve Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
397,744
|
$5,692,000 | — | 30 Jun 2020 | |
| Legacy Capital Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
397,416
|
$5,687,000 | — | 30 Jun 2020 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
393,089
|
$5,625,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
385,134
|
$5,511,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
361,699
|
$5,175,000 | — | 30 Jun 2020 | |
| Mountain Lake Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
350,000
|
$5,009,000 | — | 30 Jun 2020 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
337,661
|
$4,832,000 | — | 30 Jun 2020 | |
| MACROVIEW INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
332,703
|
$4,761,000 | — | 30 Jun 2020 | |
| HOWLAND CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
330,840
|
$4,734,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
324,266
|
$4,640,000 | — | 30 Jun 2020 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
317,359
|
$4,542,000 | — | 30 Jun 2020 | |
| Keel Point, LLC |
13F
|
Company |
—
class O/S missing
|
316,226
|
$4,525,000 | — | 30 Jun 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
243,376
|
$3,482,000 | — | 30 Jun 2020 | |
| Guild Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
223,100
|
$3,193,000 | — | 30 Jun 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
214,055
|
$3,063,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
203,820
|
$2,917,000 | — | 30 Jun 2020 | |
| NovaPoint Capital, LLC |
13F
|
Company |
—
class O/S missing
|
202,273
|
$2,895,000 | — | 30 Jun 2020 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
—
class O/S missing
|
200,000
|
$2,862,000 | — | 30 Jun 2020 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
198,427
|
$2,839,000 | — | 30 Jun 2020 | |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
193,162
|
$2,764,000 | — | 30 Jun 2020 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q3 2020
As of 30 Sep 2020,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
267 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
78,262,947 shares.
The largest 10 holders included
Private Advisor Group, LLC, Evanson Asset Management, LLC, Polar Asset Management Partners Inc., ROYAL BANK OF CANADA, Federation des caisses Desjardins du Quebec, MORGAN STANLEY, Pekin Hardy Strauss, Inc., JUPITER ASSET MANAGEMENT LTD, CENTRAL TRUST Co, and WELLS FARGO & COMPANY/MN.
This page lists
267
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
255
Q3 2020 holders
267
Holder diff
12
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.