Security key
85207H104
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 25,140,347
- Share change
- -11,525,253
- Total reported value
- $268,099,504
- Price per share
- $10.67
- Number of holders
- 129
- Value change
- -$118,313,119
- Number of buys
- 52
- Number of sells
- 52
Report period
Q1 2014
Institutions
129
Top holders
10
PHYS full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
Sprott Physical Gold Trust SEC filings
Sprott Physical Gold Trust company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207H104
Recent filing periods:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
6,357,189
|
$63,318,000 | — | 31 Dec 2013 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
5,282,917
|
$52,618,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,631,582
|
$26,210,000 | — | 31 Dec 2013 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
2,521,015
|
$25,109,000 | — | 31 Dec 2013 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
2,276,342
|
$22,672,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,902,240
|
$18,947,000 | — | 31 Dec 2013 | |
| PORTOLA GROUP INC /CA |
13F
|
Company |
—
class O/S missing
|
1,273,714
|
$12,686,000 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,096,240
|
$10,919,000 | — | 31 Dec 2013 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,088,207
|
$10,839,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
963,621
|
$9,598,000 | — | 31 Dec 2013 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
771,117
|
$7,680,000 | — | 31 Dec 2013 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
589,135
|
$5,868,000 | — | 31 Dec 2013 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
522,096
|
$5,200,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
518,185
|
$5,161,000 | — | 31 Dec 2013 | |
| LAU ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
492,570
|
$4,906,000 | — | 31 Dec 2013 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
491,691
|
$4,898,000 | — | 31 Dec 2013 | |
| Citizens Business Bank |
13F
|
Company |
—
class O/S missing
|
454,654
|
$4,528,000 | — | 31 Dec 2013 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
391,588
|
$3,900,000 | — | 31 Dec 2013 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
379,002
|
$3,776,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
358,306
|
$3,569,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
327,408
|
$3,261,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
283,636
|
$2,825,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
305,941
|
$2,753,000 | — | 31 Dec 2013 | |
| Seamans Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
261,240
|
$2,602,000 | — | 31 Dec 2013 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
257,352
|
$2,563,000 | — | 31 Dec 2013 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
241,031
|
$2,401,000 | — | 31 Dec 2013 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
216,989
|
$2,162,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
213,986
|
$2,127,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
171,616
|
$1,709,000 | — | 31 Dec 2013 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
166,452
|
$1,658,000 | — | 31 Dec 2013 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
145,581
|
$1,450,000 | — | 31 Dec 2013 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
138,635
|
$1,381,000 | — | 31 Dec 2013 | |
| CROFT-LEOMINSTER INC |
13F
|
Company |
—
class O/S missing
|
134,683
|
$1,341,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
129,363
|
$1,288,000 | — | 31 Dec 2013 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
129,031
|
$1,285,000 | — | 31 Dec 2013 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
126,591
|
$1,261,000 | — | 31 Dec 2013 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
125,494
|
$1,250,000 | — | 31 Dec 2013 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
122,617
|
$1,221,269 | — | 31 Dec 2013 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
110,171
|
$1,097,000 | — | 31 Dec 2013 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
106,970
|
$1,065,000 | — | 31 Dec 2013 | |
| FRONTIER INVESTMENT MGMT CO |
13F
|
Company |
—
class O/S missing
|
105,456
|
$1,050,000 | — | 31 Dec 2013 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
100,892
|
$1,005,000 | — | 31 Dec 2013 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
—
class O/S missing
|
89,290
|
$889,000 | — | 31 Dec 2013 | |
| Private Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
84,850
|
$845,000 | — | 31 Dec 2013 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
80,300
|
$800,000 | — | 31 Dec 2013 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
76,400
|
$761,000 | — | 31 Dec 2013 | |
| CITY NATIONAL BANK |
13F
|
Company |
—
class O/S missing
|
75,943
|
$756,000 | — | 31 Dec 2013 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
73,600
|
$735,000 | — | 31 Dec 2013 | |
| ACCOUNT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
72,750
|
$724,590 | — | 31 Dec 2013 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
72,200
|
$720,000 | — | 31 Dec 2013 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q1 2014
As of 31 Mar 2014,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
129 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,140,347 shares.
The largest 10 holders included
MORGAN STANLEY, PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, Sprott Inc., Polar Securities Inc., ROYAL BANK OF CANADA, EVERGREEN CAPITAL MANAGEMENT LLC, Commonwealth Equity Services, Inc, PORTOLA GROUP INC /CA, LPL Financial LLC, and HighTower Advisors, LLC.
This page lists
129
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
125
Q1 2014 holders
129
Holder diff
4
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.