Security key
84741T401
SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC)
CUSIP: 84741T401
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / 2.75% CONVERTIBLE PREFERRED C
- Total 13F shares
- 1,713,784
- Total 13F value
- $38,903,268
- Share change
- -28,429
- SEC-reported price per share
- $22.70
- Number of holders
- 9
- Value change
- -$645,339
- Number of sells
- 5
- Shares outstanding
- 2,390,969
Holder snapshot
5 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2023
Institutions
9
Top holders
9
SPEPRC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T401
Recent filing periods:
Ownership snapshot
Top reported holders of SPEPRC - SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F
Lead comparable stake: 3.6%
Showing 1-6 of 15 holder rows.
Quick read
RIVERNORTH CAPITAL MANAGEMENT, LLC leads the comparable SEC ownership view at 3.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Comparable ownership
Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC
3.6%
Shaker Financial Services, LLC
2.1%
EPIQ PARTNERS, LLC
1.6%
KCS Wealth Advisory
1.3%
SCOTIA CAPITAL INC.
0.77%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
3.6%
|
$4,243,146
378,177 shares
|
— | 30 Jun 2023 |
| Shaker Financial Services, LLC |
13F
Company
|
2.1%
|
$2,537,256
226,137 shares
|
— | 30 Jun 2023 |
| EPIQ PARTNERS, LLC |
13F
Company
|
1.6%
|
$1,912,135
170,422 shares
|
— | 30 Jun 2023 |
| KCS Wealth Advisory |
13F
Company
|
1.3%
|
$692,794
30,253 shares
|
— | 30 Jun 2023 |
| SCOTIA CAPITAL INC. |
13F
Company
|
0.77%
|
$923,506
82,309 shares
|
— | 30 Jun 2023 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
0.43%
|
$512,799
45,704 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
1,713,784
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q1 2026 Across Filers
Q1 2026 holders
11
Q3 2023 holders
9
Holder diff
-2
| Investor | Q1 2026 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend