Security key
84741T401
SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC)
CUSIP: 84741T401
Q3 2022 13F Holders as of 30 Sep 2022
- Security type / class
- Equity / 2.75% CONVERTIBLE PREFERRED C
- Total 13F shares
- 1,780,229
- Total 13F value
- $41,260,000
- Share change
- +15,461
- SEC-reported price per share
- $23.20
- Number of holders
- 9
- Value change
- +$357,610
- Number of buys
- 3
- Number of sells
- 3
- Shares outstanding
- 2,390,969
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2022
Institutions
9
Top holders
9
SPEPRC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T401
Recent filing periods:
Ownership snapshot
Top reported holders of SPEPRC - SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
15/15
Latest evidence
30 Jun 2022
13F
Lead comparable stake: 5.6%
Showing 1-6 of 15 holder rows.
Quick read
RIVERNORTH CAPITAL MANAGEMENT, LLC leads the comparable SEC ownership view at 5.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Comparable ownership
Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC
5.6%
EPIQ PARTNERS, LLC
3.1%
Thomas J. Herzfeld Advisors, Inc.
1.8%
SCOTIA CAPITAL INC.
0.81%
Ancora Advisors LLC
0.64%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
5.6%
|
$7,382,000
596,731 shares
|
— | 30 Jun 2022 |
| EPIQ PARTNERS, LLC |
13F
Company
|
3.1%
|
$4,130,000
333,873 shares
|
— | 30 Jun 2022 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
1.8%
|
$2,352,000
190,145 shares
|
— | 30 Jun 2022 |
| SCOTIA CAPITAL INC. |
13F
Company
|
0.81%
|
$1,060,000
85,702 shares
|
— | 30 Jun 2022 |
| Ancora Advisors LLC |
13F
Company
|
0.64%
|
$841,000
68,001 shares
|
— | 30 Jun 2022 |
| SARISSA CONSULTING LLC |
13F
Company
|
0.56%
|
$736,000
59,534 shares
|
— | 30 Jun 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
1,780,229
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2022 vs Q1 2026 Across Filers
Q1 2026 holders
11
Q3 2022 holders
9
Holder diff
-2
| Investor | Q1 2026 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend