SPECIAL OPPORTUNITIES FD INC - PFD CONV SE B (SPEPRB)

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / PFD CONV SE B
Total 13F shares
1,529,052
Share change
+1,219,129
Total reported value
$38,883,000
Price per share
$25.31
Number of holders
11
Value change
+$31,012,757
Number of buys
7
Number of sells
3

Institutional Holders of SPECIAL OPPORTUNITIES FD INC - PFD CONV SE B (SPEPRB) as of Q1 2017

As of 31 Mar 2017, SPECIAL OPPORTUNITIES FD INC - PFD CONV SE B (SPEPRB) was held by 11 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,529,052 shares. The largest 10 holders included Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, UBS Group AG, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Shaker Financial Services, LLC, CSS LLC/IL, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, WELLS FARGO & COMPANY/MN, Thomas J. Herzfeld Advisors, Inc., and BRONFMAN E.L. ROTHSCHILD, L.P.. This page lists 11 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.