- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 3,019,509
- Share change
- -165,036
- Total reported value
- $29,890,098
- Price per share
- $9.90
- Number of holders
- 20
- Value change
- -$1,631,244
- Number of buys
- 4
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 84473L105?
CUSIP 84473L105 identifies SOUHY - SOUTH32 LTD - SPONSORED ADR in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 84473L105:
Top shareholders of SOUHY - SOUTH32 LTD - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.
Institutional Holders of SOUTH32 LTD - SPONSORED ADR (SOUHY) as of Q4 2016
As of 31 Dec 2016,
SOUTH32 LTD - SPONSORED ADR (SOUHY) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,019,509 shares.
The largest 10 holders included
Parametric Portfolio Associates LLC, GLENMEDE TRUST CO NA, PACIFIC HEIGHTS ASSET MANAGEMENT LLC, TOCQUEVILLE ASSET MANAGEMENT L.P., Fisher Asset Management, LLC, World Asset Management Inc, AMERIPRISE FINANCIAL INC, CIM INVESTMENT MANGEMENT INC, Barings LLC, and MONTGOMERY INVESTMENT MANAGEMENT INC.
This page lists
20
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
19
Q4 2016 holders
20
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.