SONOMA PHARMACEUTICALS INC - COM (SNOA)

CUSIP: 83558L105

Q1 2017 13F Holders as of 31 Mar 2017

Share change
+175,131
SEC-reported price per share
$7.17
Number of holders
17
Value change
+$1,279,174
Number of buys
11
Number of sells
5

Security key

83558L105

Report period

Q1 2017

Institutions

17

Top holders

10

Ownership snapshot

Top reported holders of SNOA - SONOMA PHARMACEUTICALS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BARD ASSOCIATES INC
Disclosed value leader
BARD ASSOCIATES INC
Comparable rows
0/15
Latest evidence
31 Dec 2016
13F Highest disclosed value: $633,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

BARD ASSOCIATES INC has the largest disclosed position value at $633K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BARD ASSOCIATES INC's linked filing trail.
Disclosed position value Top 5
BARD ASSOCIATES INC $633K
VANGUARD GROUP INC $609K
JANUS HENDERSON INVESTORS US LLC $135K
BlackRock Institutional Trust Com... $129K
RENAISSANCE TECHNOLOGIES LLC $69K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BARD ASSOCIATES INC
13F
Company
13F
—
denominator unverified
$633,000
125,599 shares
— 31 Dec 2016
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$609,000
120,809 shares
— 31 Dec 2016
JANUS HENDERSON INVESTORS US LLC
13F
Company
13F
—
denominator unverified
$135,000
26,873 shares
— 31 Dec 2016
BlackRock Institutional Trust Company, N.A.
13F
Company
13F
—
denominator unverified
$129,000
25,523 shares
— 31 Dec 2016
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
—
denominator unverified
$69,000
13,622 shares
— 31 Dec 2016
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$67,000
13,465 shares
— 31 Dec 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
17
Shares
504,851
Rows available
17
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2017 vs Q1 2017 Across Filers

Q1 2017 holders
17
Q1 2017 holders
17
Holder diff
0
Investor Q1 2017 Shares Q1 2017 Shares Share Diff Share Chg % Q1 2017 value Q1 2017 value Value change Value Chg %
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