DNA X, Inc. - Common Stock (SONM)

CUSIP: 83548F200

Q4 2023 13F Holders as of 31 Dec 2023

Holder snapshot 6 signals
Share change
+42,961
SEC-reported price per share
$0.73
Number of holders
17
Value change
+$33,213
Number of buys
7
Number of sells
6
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
1,485,889

Security key

83548F200

Report period

Q4 2023

Institutions

17

Top holders

10

Ownership snapshot

Top reported holders of SONM - DNA X, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Sicart Associates LLC
Disclosed value leader
Sicart Associates LLC
Comparable rows
15/15
Latest evidence
30 Sep 2023
13F Lead comparable stake: 28% Showing 1-6 of 15 holder rows.

Quick read

Sicart Associates LLC leads the comparable SEC ownership view at 28%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Sicart Associates LLC's linked filing trail.
Comparable ownership Top 5
Sicart Associates LLC 28%
VANGUARD GROUP INC 20%
Bank of New York Mellon Corp 14%
GEODE CAPITAL MANAGEMENT, LLC 12%
BlackRock Finance, Inc. 3.4%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Sicart Associates LLC
13F
Company
13F
28%
$276,710
413,000 shares
30 Sep 2023
VANGUARD GROUP INC
13F
Company
13F
20%
$198,342
296,033 shares
30 Sep 2023
Bank of New York Mellon Corp
13F
Company
13F
14%
$140,811
210,165 shares
30 Sep 2023
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
12%
$124,830
184,213 shares
30 Sep 2023
BlackRock Finance, Inc.
13F
Company
13F
3.4%
$33,474
49,962 shares
30 Sep 2023
FIRST FOUNDATION ADVISORS
13F
Company
13F
3.2%
$32,160
48,000 shares
30 Sep 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
17
Shares
1,402,288
Rows available
17
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders
17
Q4 2023 holders
17
Holder diff
0
Investor Q3 2023 Shares Q4 2023 Shares Share Diff Share Chg % Q3 2023 value Q4 2023 value Value change Value Chg %
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