What does CUSIP 80349A208 represent in this 13F holders report?

CUSIP 80349A208 is the security identifier for SAR - SARATOGA INVESTMENT CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held SAR - SARATOGA INVESTMENT CORP. - COM NEW in Q3 2023?

65 institutional investors reported SAR - SARATOGA INVESTMENT CORP. - COM NEW for Q3 2023. Use the holders table for investor-level position and value details.

SARATOGA INVESTMENT CORP. - COM NEW (SAR)

CUSIP: 80349A208

Q3 2023 13F Holders as of 30 Sep 2023

Security type / class: Equity / COM NEW
Total 13F shares: 2,418,763
Share change: +644,125
Total reported value: $62,139,765
Put/Call ratio: 14%
Reported price per share: $25.70
Number of holders: 65
Value change: +$16,245,895
Number of buys: 40
Number of sells: 22

Security key

80349A208

Report period

Q3 2023

Institutions

Top holders

SAR full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2023 Previous quarter: Q2 2023 SARATOGA INVESTMENT CORP. SEC filings SARATOGA INVESTMENT CORP. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 80349A208

Newer quarter: Q4 2023 Previous quarter: Q2 2023

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Advisors Asset Management...

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2023

13F Highest disclosed value: $3,469,591 Showing 1-6 of 15 holder rows.

Rank 1 holder

Advisors Asset Management, Inc.

13F

Ownership: —
Position: $3.47M

13F

Rank 2 holder

MILLENNIUM MANAGEMENT LLC

13F

Ownership: —
Position: $3.4M

13F

Rank 3 holder

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Advisors Asset Management, Inc.	13F Company 13F	— class O/S missing	$3,469,591 128,551 shares	—	30 Jun 2023
MILLENNIUM MANAGEMENT LLC	13F Company 13F	— class O/S missing	$3,396,044 125,826 shares	—	30 Jun 2023
TWO SIGMA ADVISERS, LP	13F Company 13F	— class O/S missing	$2,720,592 100,800 shares	—	30 Jun 2023
BDCM CT, L.L.C.	13F Company 13F	— class O/S missing	$2,604,724 96,507 shares	—	30 Jun 2023
TWO SIGMA INVESTMENTS, LP	13F Company 13F	— class O/S missing	$2,520,947 93,403 shares	—	30 Jun 2023
Legal & General Group Plc	13F Company 13F	— class O/S missing	$2,403,054 89,035 shares	—	30 Jun 2023

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

2,418,763

Rows available

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

Q3 2023 holders

Holder diff

-1

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 value	Q3 2023 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend