Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,284,031
- Total 13F value
- $58,286,276
- Share change
- -115,071
- Put/Call ratio
- 63%
- SEC-reported price per share
- $25.49
- Number of holders
- 49
- Value change
- -$2,727,588
- Number of buys
- 21
- Number of sells
- 18
Open additional details 1 more signal available
Report period
Q4 2022
Institutions
49
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
30 Sep 2022
13F
Highest disclosed value: $21,792,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $21.79M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BDCM CT, L.L.C.'s linked filing trail.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$21.79M
Advisors Asset Management, Inc.
$3.13M
Hennion & Walsh Asset Management,...
$2.33M
RAYMOND JAMES & ASSOCIATES
$1.78M
WELLS FARGO & COMPANY/MN
$1.71M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$21,792,000
1,049,211 shares
|
— | 30 Sep 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,132,000
150,799 shares
|
— | 30 Sep 2022 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,329,000
112,137 shares
|
— | 30 Sep 2022 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$1,777,000
85,557 shares
|
— | 30 Sep 2022 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$1,707,000
82,189 shares
|
— | 30 Sep 2022 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$1,579,000
75,649 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
49
Shares
2,284,031
Rows available
49
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
46
Q4 2022 holders
49
Holder diff
3
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|