Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,284,031
- Share change
- -115,071
- Total reported value
- $58,286,276
- Put/Call ratio
- 63%
- Reported price per share
- $25.49
- Number of holders
- 49
- Value change
- -$2,727,588
- Number of buys
- 21
- Number of sells
- 18
Security identity
Holder snapshot
Report period
Q4 2022
Institutions
49
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2023
Previous quarter: Q3 2022
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
15
Latest as of
30 Sep 2022
13F
Highest disclosed value: $21,792,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $21.79M
Rank 2 holder
Advisors Asset Management, Inc.
13F
- Ownership
- —
- Position
- $3.13M
Rank 3 holder
Hennion & Walsh Asset Management, Inc.
13F
- Ownership
- —
- Position
- $2.33M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$21,792,000
1,049,211 shares
|
— | 30 Sep 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,132,000
150,799 shares
|
— | 30 Sep 2022 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,329,000
112,137 shares
|
— | 30 Sep 2022 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$1,777,000
85,557 shares
|
— | 30 Sep 2022 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$1,707,000
82,189 shares
|
— | 30 Sep 2022 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$1,579,000
75,649 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
49
Shares
2,284,031
Rows available
49
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
46
Q4 2022 holders
49
Holder diff
3
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend