Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,916,021
- Total 13F value
- $47,351,631
- Share change
- +441,688
- SEC-reported price per share
- $24.72
- Number of holders
- 40
- Value change
- +$10,916,730
- Number of buys
- 29
- Number of sells
- 7
Report period
Q3 2019
Institutions
40
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F
Highest disclosed value: $20,506,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $20.51M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BDCM CT, L.L.C.'s linked filing trail.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$20.51M
LADENBURG THALMANN FINANCIAL SERV...
$3.07M
UBS Group AG
$2.52M
VIRTUS ADVISERS, LLC
$1.88M
PFG Advisors
$944K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$20,506,000
830,530 shares
|
— | 30 Jun 2019 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$3,069,000
124,300 shares
|
— | 30 Jun 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$2,520,000
102,050 shares
|
— | 30 Jun 2019 |
| VIRTUS ADVISERS, LLC |
13F
Company
|
—
class O/S missing
|
$1,879,000
76,116 shares
|
— | 30 Jun 2019 |
| PFG Advisors |
13F
Company
|
—
class O/S missing
|
$944,000
37,034 shares
|
— | 30 Jun 2019 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$917,000
37,183 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
40
Shares
1,916,021
Rows available
40
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
30
Q3 2019 holders
40
Holder diff
10
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend