Security key
78467Y107
SPDR S&P MIDCAP 400 ETF TRUST - UTSER1 S&PDCRP (MDY)
CUSIP: 78467Y107
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / UTSER1 S&PDCRP
- Total 13F shares
- 37,450,528
- Share change
- -3,047,814
- Total reported value
- $9,381,995,929
- Put/Call ratio
- 149%
- Price per share
- $250.57
- Number of holders
- 512
- Value change
- -$762,066,353
- Number of buys
- 205
- Number of sells
- 220
Report period
Q1 2014
Institutions
512
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 78467Y107
Recent filing periods:
Top shareholders of MDY - SPDR S&P MIDCAP 400 ETF TRUST - UTSER1 S&PDCRP (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
3,252,957
|
$794,372,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
2,684,745
|
$655,615,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,363,878
|
$577,260,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,174,345
|
$530,975,000 | — | 31 Dec 2013 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
1,905,580
|
$465,343,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,323,031
|
$323,085,000 | — | 31 Dec 2013 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
1,255,653
|
$306,631,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,170,704
|
$285,885,000 | — | 31 Dec 2013 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
1,139,561
|
$278,281,000 | — | 31 Dec 2013 | |
| KLS Professional Advisors Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,113,795
|
$271,989,000 | — | 31 Dec 2013 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
1,040,104
|
$253,993,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
1,008,833
|
$246,357,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
912,414
|
$222,811,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
754,620
|
$184,285,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
711,464
|
$173,740,000 | — | 31 Dec 2013 | |
| RELATIONAL INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
668,473
|
$163,241,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
643,606
|
$157,169,000 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
617,602
|
$150,816,000 | — | 31 Dec 2013 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
568,517
|
$138,833,000 | — | 31 Dec 2013 | |
| Sage Advisory Services, Ltd.Co. |
13F
|
Company |
—
class O/S missing
|
487,906
|
$119,049,000 | — | 31 Dec 2013 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
439,234
|
$107,260,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
418,736
|
$102,255,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
369,546
|
$90,243,000 | — | 31 Dec 2013 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
366,035
|
$89,385,000 | — | 31 Dec 2013 | |
| ARVEST TRUST CO N A |
13F
|
Company |
—
class O/S missing
|
355,233
|
$86,748,000 | — | 31 Dec 2013 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
333,651
|
$81,477,000 | — | 31 Dec 2013 | |
| GENERAL ELECTRIC CO |
13F
|
Company |
—
class O/S missing
|
332,850
|
$81,282,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
327,495
|
$79,974,000 | — | 31 Dec 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
305,587
|
$74,624,000 | — | 31 Dec 2013 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
232,650
|
$56,813,000 | — | 31 Dec 2013 | |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
228,000
|
$55,678,000 | — | 31 Dec 2013 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
217,299
|
$53,064,000 | — | 31 Dec 2013 | |
| NatWest Group plc |
13F
|
Company |
—
class O/S missing
|
201,085
|
$49,105,000 | — | 31 Dec 2013 | |
| BROWN ADVISORY INC |
13F
|
Company |
—
class O/S missing
|
194,531
|
$47,504,000 | — | 31 Dec 2013 | |
| Choate Investment Advisors |
13F
|
Company |
—
class O/S missing
|
169,368
|
$41,359,666 | — | 31 Dec 2013 | |
| METROPOLITAN LIFE INSURANCE CO/NY |
13F
|
Company |
—
class O/S missing
|
165,900
|
$40,513,000 | — | 31 Dec 2013 | |
| WealthTrust Fairport, LLC |
13F
|
Company |
—
class O/S missing
|
162,614
|
$39,710,000 | — | 31 Dec 2013 | |
| APERIMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
154,858
|
$37,816,000 | — | 31 Dec 2013 | |
| Sandy Spring Bank |
13F
|
Company |
—
class O/S missing
|
151,646
|
$37,032,000 | — | 31 Dec 2013 | |
| NEW ENGLAND ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
150,995
|
$36,873,000 | — | 31 Dec 2013 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
149,189
|
$36,432,000 | — | 31 Dec 2013 | |
| Leonetti & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
139,814
|
$34,143,000 | — | 31 Dec 2013 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
128,507
|
$31,381,000 | — | 31 Dec 2013 | |
| TEXAS PERMANENT SCHOOL FUND CORP |
13F
|
Company |
—
class O/S missing
|
128,325
|
$31,337,000 | — | 31 Dec 2013 | |
| WHITTIER TRUST CO |
13F
|
Company |
—
class O/S missing
|
125,240
|
$30,584,000 | — | 31 Dec 2013 | |
| Spectrum Management Group, LLC |
13F
|
Company |
—
class O/S missing
|
125,211
|
$30,577,000 | — | 31 Dec 2013 | |
| MONTAG A & ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
122,035
|
$29,801,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
120,807
|
$29,501,000 | — | 31 Dec 2013 | |
| FDx Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
119,923
|
$29,285,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
112,575
|
$27,491,000 | — | 31 Dec 2013 |
Institutional Holders of SPDR S&P MIDCAP 400 ETF TRUST - UTSER1 S&PDCRP (MDY) as of Q1 2014
As of 31 Mar 2014,
SPDR S&P MIDCAP 400 ETF TRUST - UTSER1 S&PDCRP (MDY) was held by
512 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
37,450,528 shares.
The largest 10 holders included
LPL Financial LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Veritable, L.P., GOLDMAN SACHS GROUP INC, US BANCORP \DE\, NORTHERN TRUST CORP, KLS Professional Advisors Group, LLC, and PNC FINANCIAL SERVICES GROUP, INC..
This page lists
512
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
494
Q1 2014 holders
512
Holder diff
18
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.