SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 29,813,329
- Share change
- +3,076,170
- Total reported value
- $9,846,816,645
- Put/Call ratio
- 121%
- Price per share
- $330.18
- Number of holders
- 877
- Value change
- +$1,035,237,484
- Number of buys
- 363
- Number of sells
- 313
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,464,920
|
$1,059,538,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,616,293
|
$800,037,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,596,184
|
$488,096,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,315,051
|
$402,129,000 | — | 31 Dec 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
876,555
|
$268,041,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
862,026
|
$263,599,000 | — | 31 Dec 2020 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
857,471
|
$262,354,000 | — | 31 Dec 2020 | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
645,000
|
$196,164,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
584,653
|
$178,729,000 | — | 31 Dec 2020 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
544,436
|
$166,483,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
511,232
|
$156,330,000 | — | 31 Dec 2020 | |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND |
13F
|
Company |
—
class O/S missing
|
450,000
|
$137,606,000 | — | 31 Dec 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
426,400
|
$130,389,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
368,572
|
$112,706,000 | — | 31 Dec 2020 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
330,622
|
$100,441,000 | — | 31 Dec 2020 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
317,173
|
$96,988,000 | — | 31 Dec 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
290,388
|
$88,798,000 | — | 31 Dec 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
273,502
|
$83,634,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
268,263
|
$82,032,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
237,208
|
$72,546,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
236,637
|
$72,361,000 | — | 31 Dec 2020 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
226,728
|
$69,331,000 | — | 31 Dec 2020 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
217,419
|
$66,485,000 | — | 31 Dec 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
213,889
|
$65,405,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
212,898
|
$65,102,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
207,291
|
$63,389,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
205,441
|
$62,826,000 | — | 31 Dec 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
205,389
|
$62,805,902 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
195,530
|
$60,648,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
197,255
|
$60,318,000 | — | 31 Dec 2020 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
190,469
|
$58,244,000 | — | 31 Dec 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
159,400
|
$48,743,000 | — | 31 Dec 2020 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
130,885
|
$40,023,000 | — | 31 Dec 2020 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
129,007
|
$39,450,000 | — | 31 Dec 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
112,237
|
$34,329,000 | — | 31 Dec 2020 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
102,422
|
$31,319,723 | — | 31 Dec 2020 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
100,995
|
$30,883,000 | — | 31 Dec 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
98,985
|
$30,269,000 | — | 31 Dec 2020 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
91,074
|
$27,850,000 | — | 31 Dec 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
90,268
|
$27,603,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
90,127
|
$27,560,000 | — | 31 Dec 2020 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
89,202
|
$27,277,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
88,937
|
$27,197,000 | — | 31 Dec 2020 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
88,423
|
$27,039,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
86,962
|
$26,592,000 | — | 31 Dec 2020 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
86,541
|
$26,463,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
86,226
|
$26,367,000 | — | 31 Dec 2020 | |
| Williams Jones Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
84,413
|
$25,813,000 | — | 31 Dec 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
83,065
|
$25,400,000 | — | 31 Dec 2020 | |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC |
13F
|
Company |
—
class O/S missing
|
79,694
|
$24,370,000 | — | 31 Dec 2020 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q1 2021
As of 31 Mar 2021,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
877 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
29,813,329 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, SUMITOMO MITSUI FINANCIAL GROUP, INC., UBS Group AG, LPL Financial LLC, Parallax Volatility Advisers, L.P., AMERIPRISE FINANCIAL INC, CHURCHILL MANAGEMENT Corp, and BANK OF MONTREAL /CAN/.
This page lists
880
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
844
Q1 2021 holders
877
Holder diff
33
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.