What does CUSIP 78467X109 represent in this 13F holders report?

CUSIP 78467X109 is the security identifier for DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 used to aggregate holder disclosures.

How many institutions held DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in Q3 2020?

749 institutional investors reported DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 for Q3 2020. Use the holders table for investor-level position and value details.

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)

CUSIP: 78467X109

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class: Equity / UT SER 1
Total 13F shares: 28,515,708
Share change: +1,403,117
Total reported value: $7,911,757,416
Put/Call ratio: 115%
Price per share: $277.50
Number of holders: 749
Value change: +$410,959,530
Number of buys: 278
Number of sells: 284

Security key

78467X109

Report period

Q3 2020

Institutions

749

Top holders

DIA full security history Newer quarter: Q4 2020 Previous quarter: Q2 2020

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 78467X109

Newer quarter: Q4 2020 Previous quarter: Q2 2020

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	5,349,043	$1,379,358,000	—	30 Jun 2020	13F
MORGAN STANLEY	13F	Company	— class O/S missing	3,083,398	$795,116,000	—	30 Jun 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,656,943	$427,276,000	—	30 Jun 2020	13F
UBS Group AG	13F	Company	— class O/S missing	1,154,239	$297,644,000	—	30 Jun 2020	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	933,655	$240,762,000	—	30 Jun 2020	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	— class O/S missing	848,684	$218,850,143	—	30 Jun 2020	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	800,226	$206,354,000	—	30 Jun 2020	13F
LPL Financial LLC	13F	Company	— class O/S missing	785,567	$202,574,000	—	30 Jun 2020	13F
CTC LLC	13F	Company	— class O/S missing	528,089	$136,178,000	—	30 Jun 2020	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	512,739	$132,178,000	—	30 Jun 2020	13F
NATIXIS	13F	Company	— class O/S missing	501,501	$129,322,000	—	30 Jun 2020	13F
SUMITOMO MITSUI FINANCIAL GROUP, INC.	13F	Company	— class O/S missing	490,000	$126,356,000	—	30 Jun 2020	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	401,000	$103,406,000	—	30 Jun 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	398,415	$102,743,000	—	30 Jun 2020	13F
NIPPON LIFE INSURANCE CO	13F	Company	— class O/S missing	387,700	$99,945,000	—	30 Jun 2020	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	278,207	$71,741,000	—	30 Jun 2020	13F
Berkshire Money Management, Inc.	13F	Company	— class O/S missing	275,809	$71,123,000	—	30 Jun 2020	13F
HSBC HOLDINGS PLC	13F	Company	— class O/S missing	271,053	$69,896,000	—	30 Jun 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	236,852	$61,076,000	—	30 Jun 2020	13F
ARKANSAS FINANCIAL GROUP, INC.	13F	Company	— class O/S missing	230,709	$59,492,000	—	30 Jun 2020	13F
CITIGROUP INC	13F	Company	— class O/S missing	222,339	$57,334,000	—	30 Jun 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	213,597	$55,080,000	—	30 Jun 2020	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	205,292	$52,939,000	—	30 Jun 2020	13F
WOLVERINE TRADING, LLC	13F	Company	— class O/S missing	191,925	$49,116,000	—	30 Jun 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	183,660	$47,360,000	—	30 Jun 2020	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	182,879	$47,161,000	—	30 Jun 2020	13F
BARCLAYS PLC	13F	Company	— class O/S missing	182,832	$47,146,000	—	30 Jun 2020	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	177,496	$45,771,000	—	30 Jun 2020	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	169,995	$43,837,000	—	30 Jun 2020	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	146,359	$37,766,000	—	30 Jun 2020	13F
TRUIST FINANCIAL CORP	13F	Company	— class O/S missing	138,728	$35,774,000	—	30 Jun 2020	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	135,453	$34,844,000	—	30 Jun 2020	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	115,874	$29,880,000	—	30 Jun 2020	13F
STEEL GROVE CAPITAL ADVISORS, LLC	13F	Company	— class O/S missing	113,719	$29,325,000	—	30 Jun 2020	13F
Heck Capital Advisors, LLC	13F	Company	— class O/S missing	109,574	$28,255,748	—	30 Jun 2020	13F
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	102,617	$26,462,000	—	30 Jun 2020	13F
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	13F	Company	— class O/S missing	100,000	$25,787,000	—	30 Jun 2020	13F
Financial Advisory Group	13F	Company	— class O/S missing	96,880	$24,983,000	—	30 Jun 2020	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	96,725	$24,943,000	—	30 Jun 2020	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	95,737	$24,688,000	—	30 Jun 2020	13F
Williams Jones Wealth Management, LLC.	13F	Company	— class O/S missing	92,176	$23,769,000	—	30 Jun 2020	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	91,219	$23,523,000	—	30 Jun 2020	13F
MIZUHO SECURITIES USA LLC	13F	Company	— class O/S missing	89,102	$23,000,000	—	30 Jun 2020	13F
INVESTMENT MANAGEMENT OF VIRGINIA LLC	13F	Company	— class O/S missing	84,671	$21,834,000	—	30 Jun 2020	13F
PINNACLE ASSOCIATES LTD	13F	Company	— class O/S missing	80,708	$20,812,000	—	30 Jun 2020	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	74,207	$19,136,000	—	30 Jun 2020	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	— class O/S missing	72,512	$18,699,000	—	30 Jun 2020	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	70,395	$18,153,000	—	30 Jun 2020	13F
JONES FINANCIAL COMPANIES LLLP	13F	Company	— class O/S missing	71,888	$18,013,000	—	30 Jun 2020	13F
Conservest Capital Advisors, Inc.	13F	Company	— class O/S missing	67,603	$17,433,000	—	30 Jun 2020	13F

Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2020

As of 30 Sep 2020, SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by 749 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,515,708 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, UBS Group AG, NATIXIS, LPL Financial LLC, CITIGROUP INC, TWO SIGMA INVESTMENTS, LP, and GOLDMAN SACHS GROUP INC. This page lists 750 institutional shareholders reporting positions in this security for the Q3 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

732

Q3 2020 holders

749

Holder diff

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 Value $	Q3 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.