SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 22,164,336
- Share change
- -2,637,947
- Total reported value
- $3,911,203,382
- Put/Call ratio
- 95%
- Price per share
- $176.64
- Number of holders
- 382
- Value change
- -$463,108,346
- Number of buys
- 135
- Number of sells
- 174
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,231,861
|
$562,312,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,740,009
|
$476,734,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,681,511
|
$292,566,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,435,413
|
$249,747,000 | — | 31 Dec 2015 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
1,177,365
|
$204,849,000 | — | 31 Dec 2015 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
904,142
|
$157,591,000 | — | 31 Dec 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
882,793
|
$153,597,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
763,791
|
$130,910,000 | — | 31 Dec 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
697,125
|
$121,294,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
668,694
|
$116,346,000 | — | 31 Dec 2015 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
620,411
|
$107,945,000 | — | 31 Dec 2015 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
574,429
|
$99,945,000 | — | 31 Dec 2015 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
573,159
|
$99,723,938 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
421,016
|
$73,252,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
355,801
|
$61,906,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
340,602
|
$59,261,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
320,192
|
$55,709,000 | — | 31 Dec 2015 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
305,058
|
$53,077,000 | — | 31 Dec 2015 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
244,905
|
$42,611,000 | — | 31 Dec 2015 | |
| HIGHFIELDS CAPITAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
242,000
|
$42,106,000 | — | 31 Dec 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
228,067
|
$39,682,000 | — | 31 Dec 2015 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
228,706
|
$39,567,000 | — | 31 Dec 2015 | |
| SUMMIT SECURITIES GROUP LLC |
13F
|
Company |
—
class O/S missing
|
225,200
|
$39,183,000 | — | 31 Dec 2015 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
221,950
|
$38,617,000 | — | 31 Dec 2015 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
219,402
|
$38,174,000 | — | 31 Dec 2015 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
196,688
|
$34,222,000 | — | 31 Dec 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
193,624
|
$33,689,000 | — | 31 Dec 2015 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
186,842
|
$32,508,654 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
160,494
|
$27,957,000 | — | 31 Dec 2015 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
450
|
$26,151,000 | — | 31 Dec 2015 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
140,000
|
$24,359,000 | — | 31 Dec 2015 | |
| Hexavest Inc. |
13F
|
Company |
—
class O/S missing
|
128,396
|
$22,340,000 | — | 31 Dec 2015 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
127,119
|
$22,117,000 | — | 31 Dec 2015 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
124,401
|
$21,645,000 | — | 31 Dec 2015 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
122,598
|
$21,331,000 | — | 31 Dec 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
121,452
|
$21,131,000 | — | 31 Dec 2015 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
121,100
|
$21,070,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
111,900
|
$19,469,000 | — | 31 Dec 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
96,631
|
$16,813,000 | — | 31 Dec 2015 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
95,422
|
$16,602,000 | — | 31 Dec 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
93,673
|
$16,298,000 | — | 31 Dec 2015 | |
| Connective Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
93,400
|
$16,251,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
92,364
|
$16,070,000 | — | 31 Dec 2015 | |
| Select Asset Management & Trust |
13F
|
Company |
—
class O/S missing
|
89,506
|
$15,573,000 | — | 31 Dec 2015 | |
| Longer Investments Inc. |
13F
|
Company |
—
class O/S missing
|
89,490
|
$15,570,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
78,208
|
$13,608,000 | — | 31 Dec 2015 | |
| DeGreen Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
77,931
|
$13,559,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
76,603
|
$13,328,000 | — | 31 Dec 2015 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
69,150
|
$12,031,000 | — | 31 Dec 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
64,238
|
$11,177,000 | — | 31 Dec 2015 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q1 2016
As of 31 Mar 2016,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
382 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,164,336 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, CITIGROUP INC, Stadion Money Management, LLC, National Mutual Insurance Federation of Agricultural Cooperatives, WELLS FARGO & COMPANY/MN, SG Americas Securities, LLC, Horizon Investments, LLC, UBS Group AG, and LPL Financial LLC.
This page lists
382
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
393
Q1 2016 holders
382
Holder diff
-11
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.