SM Energy Co - Common Stock (SM)

CUSIP: 78454L100

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / Common Stock
Shares outstanding
237,603,131
Total 13F shares
86,789,570
Share change
+14,127,038
Total reported value
$3,357,468,506
Put/Call ratio
203%
Price per share
$38.58
Number of holders
261
Value change
+$567,835,321
Number of buys
163
Number of sells
84

Security key

78454L100

Report period

Q3 2016

Institutions

261

Top holders

10

Ownership snapshot

Top shareholders of SM - SM Energy Co - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
FMR LLC
13D/G signal
Evidence rows
50
Latest as of
30 Jun 2016
13F Lead comparable stake: 4.3% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
FMR LLC
13F
Company
13F
4.3%
$275,717,000
10,211,756 shares
30 Jun 2016
Capital Research Global Investors
13F
Company
13F
3%
$194,641,000
7,208,940 shares
30 Jun 2016
VANGUARD GROUP INC
13F
Company
13F
2.1%
$136,646,000
5,060,965 shares
30 Jun 2016
STATE STREET CORP
13F
Company
13F
1.4%
$87,609,000
3,244,656 shares
30 Jun 2016
KGH Ltd
13F
Company
13F
1.1%
$69,952,000
2,590,804 shares
30 Jun 2016
BlackRock Fund Advisors
13F
Company
13F
1%
$67,031,000
2,482,648 shares
30 Jun 2016
BlackRock Institutional Trust Company, N.A.
13F
Company
13F
1%
$66,072,000
2,447,114 shares
30 Jun 2016
CAUSEWAY CAPITAL MANAGEMENT LLC
13F
Company
13F
0.89%
$64,712,000
2,105,998 shares
30 Jun 2016
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
FIRST TRUST ADVISORS LP
13F
Company
13F
0.79%
$50,464,000
1,869,036 shares
30 Jun 2016
VAN ECK ASSOCIATES CORP
13F
Company
13F
0.77%
$49,088,000
1,818,081 shares
30 Jun 2016
MACQUARIE GROUP LTD
13F
Company
13F
0.67%
$42,664,000
1,580,149 shares
30 Jun 2016
SCHNEIDER CAPITAL MANAGEMENT CORP
13F
Company
13F
0.64%
$41,155,000
1,524,250 shares
30 Jun 2016
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
0.62%
$39,778,000
1,473,031 shares
30 Jun 2016
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.56%
$35,990,000
1,332,963 shares
30 Jun 2016
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
13F
Company
13F
0.49%
$31,209,000
1,155,875 shares
30 Jun 2016
PRUDENTIAL FINANCIAL INC
13F
Company
13F
0.46%
$29,817,000
1,104,336 shares
30 Jun 2016
First Pacific Advisors, LP
13F
Company
13F
0.41%
$26,030,000
964,063 shares
30 Jun 2016
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.39%
$24,775,000
917,570 shares
30 Jun 2016
D. E. Shaw & Co., Inc.
13F
Company
13F
0.38%
$24,069,000
891,430 shares
30 Jun 2016
Bank of New York Mellon Corp
13F
Company
13F
0.35%
$22,455,000
831,709 shares
30 Jun 2016
CITIGROUP INC
13F
Company
13F
0.34%
$21,888,000
810,652 shares
30 Jun 2016
ADVISORY RESEARCH INC
13F
Company
13F
0.33%
$21,242,000
786,753 shares
30 Jun 2016
NORTHERN TRUST CORP
13F
Company
13F
0.32%
$20,525,000
760,200 shares
30 Jun 2016
AQR CAPITAL MANAGEMENT LLC
13F
Company
13F
0.29%
$18,550,000
687,032 shares
30 Jun 2016
NORGES BANK
13F
Company
13F
0.29%
$18,540,000
686,660 shares
30 Jun 2016
Allianz Asset Management GmbH
13F
Company
13F
0.28%
$17,721,000
656,323 shares
30 Jun 2016
BALYASNY ASSET MANAGEMENT L.P.
13F
Company
13F
0.27%
$17,598,000
651,793 shares
30 Jun 2016
David M. Knott
13F
Individual
13F
0.24%
$15,525,000
575,000 shares
30 Jun 2016
SMITH ASSET MANAGEMENT GROUP LP
13F
Company
13F
0.24%
$15,230,000
564,075 shares
30 Jun 2016
FRONTIER CAPITAL MANAGEMENT CO LLC
13F
Company
13F
0.22%
$14,044,000
520,157 shares
30 Jun 2016
TIAA CREF INVESTMENT MANAGEMENT LLC
13F
Company
13F
0.22%
$13,940,000
516,300 shares
30 Jun 2016
MACKENZIE FINANCIAL CORP
13F
Company
13F
0.19%
$12,381,000
458,564 shares
30 Jun 2016
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
0.19%
$11,875,000
439,821 shares
30 Jun 2016
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.18%
$11,827,000
438,062 shares
30 Jun 2016
SIR Capital Management, L.P.
13F
Company
13F
0.18%
$11,760,000
435,569 shares
30 Jun 2016
Invesco Ltd.
13F
Company
13F
0.18%
$11,733,000
434,559 shares
30 Jun 2016
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
0.16%
$10,581,000
391,900 shares
30 Jun 2016
South Dakota Investment Council
13F
Company
13F
0.16%
$10,162,000
376,378 shares
30 Jun 2016
PALISADE CAPITAL MANAGEMENT, LP
13F
Company
13F
0.16%
$10,142,000
375,639 shares
30 Jun 2016
AMERIPRISE FINANCIAL INC
13F
Company
13F
0.14%
$9,269,000
343,259 shares
30 Jun 2016
LORD, ABBETT & CO. LLC
13F
Company
13F
0.14%
$9,097,000
336,942 shares
30 Jun 2016
JANUS HENDERSON GROUP PLC
13F
Company
13F
0.13%
$8,360,000
309,618 shares
30 Jun 2016
Douglass Winthrop Advisors, LLC
13F
Company
13F
0.12%
$7,965,000
295,015 shares
30 Jun 2016
DEUTSCHE BANK AG\
13F
Company
13F
0.12%
$7,638,000
282,926 shares
30 Jun 2016
FRANKLIN RESOURCES INC
13F
Company
13F
0.12%
$7,463,000
276,400 shares
30 Jun 2016
PRINCIPAL FINANCIAL GROUP INC
13F
Company
13F
0.11%
$6,900,000
255,551 shares
30 Jun 2016
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY
13F
Company
13F
0.11%
$6,842,000
253,400 shares
30 Jun 2016
OppenheimerFunds, Inc.
13F
Company
13F
0.1%
$6,683,000
247,530 shares
30 Jun 2016
MORGAN STANLEY
13F
Company
13F
0.1%
$6,431,000
238,205 shares
30 Jun 2016
BESSEMER GROUP INC
13F
Company
13F
0.1%
$6,335,000
234,633 shares
30 Jun 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
261
Shares
86,789,570
Rows loaded
261
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
222
Q3 2016 holders
261
Holder diff
39
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 value Q3 2016 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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