SG BLOCKS INC - COM PAR (SGBX)

CUSIP: 78418A307

Q3 2017 13F Holders as of 30 Sep 2017

Share change
-9,546
SEC-reported price per share
$4.27
Number of holders
4
Value change
-$38,899
Number of sells
4

Security key

78418A307

Report period

Q3 2017

Institutions

4

Top holders

4

Ownership snapshot

Top reported holders of SGBX - SG BLOCKS INC - COM PAR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BARD ASSOCIATES INC
Disclosed value leader
BARD ASSOCIATES INC
Comparable rows
0/4
Latest evidence
30 Jun 2017
13F Highest disclosed value: $934,000 4 rows are not safely comparable across share classes.

Quick read

BARD ASSOCIATES INC has the largest disclosed position value at $934K.

0 of 4 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BARD ASSOCIATES INC's linked filing trail.
Disclosed position value Top 4
BARD ASSOCIATES INC $934K
LADENBURG THALMANN FINANCIAL SERV... $92K
THOMPSON DAVIS & CO., INC. $38K
UBS Group AG $5K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-4 of 4 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BARD ASSOCIATES INC
13F
Company
13F
—
denominator unverified
$934,000
198,711 shares
— 30 Jun 2017
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
—
denominator unverified
$92,000
19,500 shares
— 30 Jun 2017
THOMPSON DAVIS & CO., INC.
13F
Company
13F
—
denominator unverified
$38,000
8,000 shares
— 30 Jun 2017
UBS Group AG
13F
Company
13F
—
denominator unverified
$5,000
1,162 shares
— 30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
4
Shares
217,827
Rows available
4
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
4
Q3 2017 holders
4
Holder diff
0
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %
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