What does CUSIP 773903109 represent in this 13F holders report?

CUSIP 773903109 is the security identifier for ROK - ROCKWELL AUTOMATION, INC - Common Stock used to aggregate holder disclosures.

How many institutions held ROK - ROCKWELL AUTOMATION, INC - Common Stock in Q4 2017?

797 institutional investors reported ROK - ROCKWELL AUTOMATION, INC - Common Stock for Q4 2017. Use the holders table for investor-level position and value details.

ROCKWELL AUTOMATION, INC - Common Stock (ROK)

CUSIP: 773903109

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / Common Stock
Shares outstanding: 112,462,169
Total 13F shares: 93,961,289
Share change: -2,123,760
Total reported value: $18,431,937,708
Put/Call ratio: 173%
Price per share: $196.35
Number of holders: 797
Value change: -$402,173,348
Number of buys: 321
Number of sells: 320

Quarterly Holders Quick Answers

What is CUSIP 773903109?
CUSIP 773903109 identifies ROK - ROCKWELL AUTOMATION, INC - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 773903109:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ROK - ROCKWELL AUTOMATION, INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	8.7%	9,742,223	$1,736,160,000	—	30 Sep 2017	13F
VANGUARD GROUP INC	13F	Company	7.9%	8,908,032	$1,587,500,000	—	30 Sep 2017	13F
STATE STREET CORP	13F	Company	4.8%	5,401,491	$962,599,000	—	30 Sep 2017	13F
UBS Group AG	13F	Company	4.3%	4,798,137	$855,076,000	—	30 Sep 2017	13F
Capital World Investors	13F	Company	4.1%	4,640,000	$826,894,000	—	30 Sep 2017	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	2.3%	2,581,113	$459,979,000	—	30 Sep 2017	13F
Alecta Tjanstepension Omsesidigt	13F	Company	2.2%	2,458,265	$438,087,000	—	30 Sep 2017	13F
NORTHERN TRUST CORP	13F	Company	1.5%	1,712,978	$305,271,000	—	30 Sep 2017	13F
NORGES BANK	13F	Company	1.4%	1,601,648	$285,429,000	—	30 Sep 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	1.4%	1,558,748	$277,788,000	—	30 Sep 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.3%	1,509,470	$269,003,000	—	30 Sep 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.3%	1,504,260	$267,618,000	—	30 Sep 2017	13F
JPMORGAN CHASE & CO	13F	Company	1.3%	1,490,499	$264,220,000	—	30 Sep 2017	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	1.3%	1,424,834	$253,919,000	—	30 Sep 2017	13F
FRANKLIN RESOURCES INC	13F	Company	1.1%	1,219,321	$217,290,000	—	30 Sep 2017	13F
Swedbank	13F	Company	0.96%	1,085,039	$193,365,000	—	30 Sep 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.96%	1,080,959	$192,638,000	—	30 Sep 2017	13F
Bank of New York Mellon Corp	13F	Company	0.88%	994,910	$177,304,000	—	30 Sep 2017	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.78%	873,270	$155,625,000	—	30 Sep 2017	13F
PICTET ASSET MANAGEMENT LTD	13F	Company	0.76%	859,437	$153,160,000	—	30 Sep 2017	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	0.72%	807,220	$143,855,000	—	30 Sep 2017	13F
VICTORY CAPITAL MANAGEMENT INC	13F	Company	0.66%	736,982	$131,338,000	—	30 Sep 2017	13F
VOYA INVESTMENT MANAGEMENT LLC	13F	Company	0.65%	733,020	$130,632,000	—	30 Sep 2017	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	0.65%	732,708	$129,887,000	—	30 Sep 2017	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.63%	705,903	$125,799,000	—	30 Sep 2017	13F
Legal & General Group Plc	13F	Company	0.62%	691,689	$123,267,000	—	30 Sep 2017	13F
Capital International Investors	13F	Company	0.61%	687,300	$122,484,000	—	30 Sep 2017	13F
DEUTSCHE BANK AG\	13F	Company	0.59%	661,636	$117,908,000	—	30 Sep 2017	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.56%	627,332	$111,797,000	—	30 Sep 2017	13F
LORD, ABBETT & CO. LLC	13F	Company	0.56%	624,840	$111,353,000	—	30 Sep 2017	13F
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	13F	Company	0.54%	612,806	$109,208,000	—	30 Sep 2017	13F
TEACHERS ADVISORS, LLC	13F	Company	0.53%	594,782	$105,996,000	—	30 Sep 2017	13F
CREDIT SUISSE AG/	13F	Company	0.52%	587,913	$104,771,000	—	30 Sep 2017	13F
Neuberger Berman Group LLC	13F	Company	0.49%	550,396	$98,086,000	—	30 Sep 2017	13F
MORGAN STANLEY	13F	Company	0.46%	515,202	$91,815,000	—	30 Sep 2017	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	0.45%	501,200	$89,319,000	—	30 Sep 2017	13F
PRUDENTIAL PLC	13F	Company	0.43%	489,036	$87,151,000	—	30 Sep 2017	13F
Swiss National Bank	13F	Company	0.42%	474,336	$84,531,000	—	30 Sep 2017	13F
Clearbridge Investments, LLC	13F	Company	0.4%	450,519	$80,287,000	—	30 Sep 2017	13F
Capital Research Global Investors	13F	Company	0.4%	450,000	$80,195,000	—	30 Sep 2017	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.39%	440,240	$78,453,000	—	30 Sep 2017	13F
Robeco Institutional Asset Management B.V.	13F	Company	0.39%	438,693	$78,179,000	—	30 Sep 2017	13F
AXA S.A.	13F	Company	0.39%	433,363	$77,229,000	—	30 Sep 2017	13F
PUTNAM INVESTMENTS LLC	13F	Company	0.38%	423,716	$75,510,000	—	30 Sep 2017	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	0.36%	404,664	$72,115,173	—	30 Sep 2017	13F
CONGRESS ASSET MANAGEMENT CO	13F	Company	0.36%	400,959	$71,455,000	—	30 Sep 2017	13F
Champlain Investment Partners, LLC	13F	Company	0.35%	391,225	$69,720,000	—	30 Sep 2017	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	0.34%	387,449	$69,047,000	—	30 Sep 2017	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.33%	373,509	$66,563,000	—	30 Sep 2017	13F
AMERICAN CENTURY COMPANIES INC	13F	Company	0.32%	361,994	$64,511,000	—	30 Sep 2017	13F

Institutional Holders of ROCKWELL AUTOMATION, INC - Common Stock (ROK) as of Q4 2017

As of 31 Dec 2017, ROCKWELL AUTOMATION, INC - Common Stock (ROK) was held by 797 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 93,961,289 shares. The largest 10 holders included BlackRock Inc., Vanguard Group Inc, STATE STREET CORP, UBS Group AG, Capital World Investors, LAZARD ASSET MANAGEMENT LLC, Alecta Pensionsforsakring, Omsesidigt, NORTHERN TRUST CORP, WELLS FARGO & COMPANY/MN, and GEODE CAPITAL MANAGEMENT, LLC. This page lists 798 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

713

Q4 2017 holders

797

Holder diff

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.