Security key
76882G107
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. - Common Stock (OPP)
CUSIP: 76882G107
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 24,946,767
- Total 13F shares
- 3,993,120
- Share change
- +93,578
- Total reported value
- $51,101,000
- Price per share
- $12.80
- Number of holders
- 51
- Value change
- +$928,264
- Number of buys
- 27
- Number of sells
- 21
Report period
Q1 2020
Institutions
51
Top holders
10
OPP full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 76882G107
Recent filing periods:
Top shareholders of OPP - RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
3%
|
760,147
|
$12,489,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
2.1%
|
518,398
|
$8,517,000 | — | 31 Dec 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.7%
|
425,381
|
$6,989,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
291,941
|
$4,797,000 | — | 31 Dec 2019 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.86%
|
215,302
|
$3,537,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.67%
|
168,206
|
$2,763,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.56%
|
140,473
|
$2,308,000 | — | 31 Dec 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.54%
|
134,994
|
$2,218,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.53%
|
132,380
|
$2,175,000 | — | 31 Dec 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.48%
|
120,616
|
$1,982,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
92,827
|
$1,525,000 | — | 31 Dec 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.35%
|
87,839
|
$1,443,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.35%
|
86,750
|
$1,425,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.29%
|
71,421
|
$1,173,000 | — | 31 Dec 2019 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.27%
|
68,299
|
$1,122,000 | — | 31 Dec 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.26%
|
64,558
|
$1,061,000 | — | 31 Dec 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.23%
|
57,155
|
$939,000 | — | 31 Dec 2019 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.23%
|
57,025
|
$933,000 | — | 31 Dec 2019 | |
| Bryn Mawr Trust Advisors, LLC |
13F
|
Company |
0.2%
|
50,899
|
$836,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
40,075
|
$658,000 | — | 31 Dec 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.14%
|
34,900
|
$573,000 | — | 31 Dec 2019 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.13%
|
33,506
|
$550,000 | — | 31 Dec 2019 | |
| Moloney Securities Asset Management, LLC |
13F
|
Company |
0.13%
|
33,369
|
$548,000 | — | 31 Dec 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.13%
|
33,069
|
$543,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.12%
|
29,200
|
$480,000 | — | 31 Dec 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.11%
|
27,840
|
$457,000 | — | 31 Dec 2019 | |
| Fiduciary Group, LLC |
13F
|
Company |
0.1%
|
24,655
|
$405,000 | — | 31 Dec 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.08%
|
19,459
|
$319,000 | — | 31 Dec 2019 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.07%
|
16,400
|
$269,000 | — | 31 Dec 2019 | |
| MANCHESTER FINANCIAL INC |
13F
|
Company |
0.06%
|
15,440
|
$254,000 | — | 31 Dec 2019 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.06%
|
14,900
|
$245,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.06%
|
14,005
|
$230,000 | — | 31 Dec 2019 | |
| ACG Wealth |
13F
|
Company |
0.05%
|
12,500
|
$205,000 | — | 31 Dec 2019 | |
| Denver PWM, LLC |
13F
|
Company |
0.04%
|
11,100
|
$182,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
8,898
|
$146,000 | — | 31 Dec 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
5,000
|
$82,000 | — | 31 Dec 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
1,975
|
$32,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,930
|
$32,000 | — | 31 Dec 2019 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0%
|
1,000
|
$16,000 | — | 31 Dec 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
1,000
|
$16,000 | — | 31 Dec 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0%
|
1,000
|
$16,000 | — | 31 Dec 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
318
|
$5,000 | — | 31 Dec 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
197
|
$3,000 | — | 31 Dec 2019 | |
| Weaver Consulting Group |
13F
|
Company |
0%
|
90
|
$2,000 | — | 31 Dec 2019 | |
| Sowell Financial Services LLC |
13F
|
Company |
0%
|
54
|
$1,000 | — | 31 Dec 2019 |
Institutional Holders of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. - Common Stock (OPP) as of Q1 2020
As of 31 Mar 2020,
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. - Common Stock (OPP) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,993,120 shares.
The largest 10 holders included
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., SIT INVESTMENT ASSOCIATES INC, UBS Group AG, MORGAN STANLEY, FIRST FOUNDATION ADVISORS, STIFEL FINANCIAL CORP, Invesco Ltd., Cetera Advisors LLC, WELLS FARGO & COMPANY/MN, and Ionic Capital Management LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
44
Q1 2020 holders
51
Holder diff
7
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.