Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 3,402,950
- Share change
- -350,438
- Total reported value
- $5,442,577
- Price per share
- $1.60
- Number of holders
- 37
- Value change
- -$565,389
- Number of buys
- 18
- Number of sells
- 8
Report period
Q2 2023
Institutions
37
Top holders
10
REFR full security history
Newer quarter: Q3 2023
Previous quarter: Q1 2023
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Ownership snapshot
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
VANGUARD GROUP INC
13D/G signal
—
Evidence rows
32
Latest as of
31 Mar 2023
13F
3/4/5
Lead comparable stake: 3.6%
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
Company
|
3.6%
|
$2,056,547
1,202,659 shares
|
— | 31 Mar 2023 |
| WR Wealth Planners, LLC |
13F
Company
|
2.8%
|
$1,621,145
948,038 shares
|
— | 31 Mar 2023 |
| BlackRock Finance, Inc. |
13F
Company
|
1.9%
|
$1,071,017
626,325 shares
|
— | 31 Mar 2023 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.57%
|
$326,307
190,823 shares
|
— | 31 Mar 2023 |
| SHUFRO ROSE & CO LLC |
13F
Company
|
0.44%
|
$255,218
149,250 shares
|
— | 31 Mar 2023 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
0.4%
|
$231,000
135,337 shares
|
— | 31 Mar 2023 |
| STATE STREET CORP |
13F
Company
|
0.31%
|
$180,615
105,623 shares
|
— | 31 Mar 2023 |
| NORTHERN TRUST CORP |
13F
Company
|
0.17%
|
$98,253
57,458 shares
|
— | 31 Mar 2023 |
| Atria Wealth Solutions, Inc. |
13F
Company
|
0.1%
|
$55,984
32,739 shares
|
— | 31 Mar 2023 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.09%
|
$54,203
31,697 shares
|
— | 31 Mar 2023 |
| Benedetti & Gucer, Inc. |
13F
Company
|
0.09%
|
$53,000
31,168 shares
|
— | 31 Mar 2023 |
| Kingsview Wealth Management, LLC |
13F
Company
|
0.09%
|
$49,592
29,001 shares
|
— | 31 Mar 2023 |
| Schonfeld Strategic Advisors LLC |
13F
Company
|
0.07%
|
$41,382
24,200 shares
|
— | 31 Mar 2023 |
| MORGAN STANLEY |
13F
Company
|
0.07%
|
$37,567
21,969 shares
|
— | 31 Mar 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
Company
|
0.06%
|
$37,398
21,870 shares
|
— | 31 Mar 2023 |
| Bank of New York Mellon Corp |
13F
Company
|
0.05%
|
$31,452
18,393 shares
|
— | 31 Mar 2023 |
| Next Level Private LLC |
13F
Company
|
0.05%
|
$27,360
16,000 shares
|
— | 31 Mar 2023 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
0.05%
|
$27,249
15,935 shares
|
— | 31 Mar 2023 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
0.04%
|
$26,000
15,166 shares
|
— | 31 Mar 2023 |
| DUDLEY CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.04%
|
$25,821
15,100 shares
|
— | 31 Mar 2023 |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
Company
|
0.04%
|
$24,000
14,000 shares
|
— | 31 Mar 2023 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
0.04%
|
$23,940
14,000 shares
|
— | 31 Mar 2023 |
| CITADEL ADVISORS LLC |
13F
Company
|
0.04%
|
$20,761
12,141 shares
|
— | 31 Mar 2023 |
| HB Wealth Management, LLC |
13F
Company
|
0.03%
|
$17,100
10,000 shares
|
— | 31 Mar 2023 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
0.02%
|
$11,000
6,562 shares
|
— | 31 Mar 2023 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC |
13F
Company
|
0.01%
|
$6,840
4,000 shares
|
— | 31 Mar 2023 |
| JPMORGAN CHASE & CO |
13F
Company
|
0%
|
$2,000
1,000 shares
|
— | 31 Mar 2023 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0%
|
$1,710
1,000 shares
|
— | 31 Mar 2023 |
| UBS Group AG |
13F
Company
|
0%
|
$1,595
933 shares
|
— | 31 Mar 2023 |
| BNP PARIBAS FINANCIAL MARKETS |
13F
Company
|
0%
|
$1,370
801 shares
|
— | 31 Mar 2023 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0%
|
$342
200 shares
|
— | 31 Mar 2023 |
| William Graham Settle |
3/4/5
Director
|
—
class O/S missing
|
—
195,826 shares
|
— | 31 Dec 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
37
Shares
3,402,950
Rows loaded
37
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
31
Q2 2023 holders
37
Holder diff
6
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.