RESEARCH FRONTIERS INC - common stock (REFR)

CUSIP: 760911107

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class
Equity / common stock
Shares outstanding
33,749,130
Total 13F shares
2,839,277
Share change
+34,267
Total reported value
$5,431,922
Price per share
$1.91
Number of holders
32
Value change
+$65,664
Number of buys
12
Number of sells
6

Security key

760911107

Report period

Q4 2022

Institutions

32

Top holders

10

Ownership snapshot

Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
VANGUARD GROUP INC
13D/G signal
Evidence rows
27
Latest as of
30 Sep 2022
13F 3/4/5 Lead comparable stake: 3.6% Showing first 8 of 27 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD GROUP INC
13F
Company
13F
3.6%
$2,561,000
1,202,174 shares
30 Sep 2022
BlackRock Finance, Inc.
13F
Company
13F
1.8%
$1,326,000
622,509 shares
30 Sep 2022
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.57%
$407,000
191,308 shares
30 Sep 2022
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.52%
$373,000
175,214 shares
30 Sep 2022
SHUFRO ROSE & CO LLC
13F
Company
13F
0.45%
$325,000
152,750 shares
30 Sep 2022
STATE STREET CORP
13F
Company
13F
0.31%
$225,000
105,623 shares
30 Sep 2022
NORTHERN TRUST CORP
13F
Company
13F
0.16%
$113,000
53,182 shares
30 Sep 2022
Kingsview Wealth Management, LLC
13F
Company
13F
0.11%
$76,000
35,501 shares
30 Sep 2022
Show 19 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.1%
$73,000
34,314 shares
30 Sep 2022
Atria Wealth Solutions, Inc.
13F
Company
13F
0.1%
$69,734
32,739 shares
30 Sep 2022
Schonfeld Strategic Advisors LLC
13F
Company
13F
0.07%
$50,000
23,600 shares
30 Sep 2022
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
0.06%
$47,000
21,870 shares
30 Sep 2022
JANE STREET GROUP, LLC
13F
Company
13F
0.06%
$40,000
18,577 shares
30 Sep 2022
Bank of New York Mellon Corp
13F
Company
13F
0.05%
$39,000
18,393 shares
30 Sep 2022
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.05%
$34,000
15,935 shares
30 Sep 2022
Cambridge Investment Research Advisors, Inc.
13F
Company
13F
0.04%
$32,000
15,166 shares
30 Sep 2022
ENVESTNET ASSET MANAGEMENT INC
13F
Company
13F
0.04%
$30,000
14,000 shares
30 Sep 2022
MERCER GLOBAL ADVISORS INC /ADV
13F
Company
13F
0.04%
$30,000
14,000 shares
30 Sep 2022
RNC CAPITAL MANAGEMENT LLC
13F
Company
13F
0.04%
$27,000
12,500 shares
30 Sep 2022
MORGAN STANLEY
13F
Company
13F
0.04%
$25,000
11,969 shares
30 Sep 2022
HB Wealth Management, LLC
13F
Company
13F
0.03%
$21,000
10,000 shares
30 Sep 2022
Tower Research Capital LLC (TRC)
13F
Company
13F
0.02%
$12,000
5,834 shares
30 Sep 2022
JPMORGAN CHASE & CO
13F
Company
13F
0%
$2,000
1,000 shares
30 Sep 2022
OSAIC HOLDINGS, INC.
13F
Company
13F
0%
$2,000
1,000 shares
30 Sep 2022
BNP PARIBAS FINANCIAL MARKETS
13F
Company
13F
0%
$2,055
965 shares
30 Sep 2022
ROYAL BANK OF CANADA
13F
Company
13F
0%
$1,000
529 shares
30 Sep 2022
William Graham Settle
3/4/5
Director
class O/S missing
195,826 shares
31 Dec 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
32
Shares
2,839,277
Rows loaded
32
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
26
Q4 2022 holders
32
Holder diff
6
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 value Q4 2022 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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