Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 3,369,333
- Share change
- -2,304,242
- Total reported value
- $7,985,474
- Put/Call ratio
- 63%
- Price per share
- $2.37
- Number of holders
- 40
- Value change
- -$5,679,093
- Number of buys
- 15
- Number of sells
- 31
Report period
Q2 2021
Institutions
40
Top holders
10
REFR full security history
Newer quarter: Q3 2021
Previous quarter: Q1 2021
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
6%
|
2,033,799
|
$5,776,000 | — | 31 Mar 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
4%
|
1,357,240
|
$3,854,000 | — | 31 Mar 2021 | |
| STATE STREET CORP |
13F
|
Company |
1.2%
|
418,548
|
$1,189,000 | — | 31 Mar 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
372,032
|
$1,056,000 | — | 31 Mar 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.85%
|
286,026
|
$813,000 | — | 31 Mar 2021 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.51%
|
170,750
|
$485,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.36%
|
120,405
|
$342,000 | — | 31 Mar 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.31%
|
103,009
|
$293,000 | — | 31 Mar 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.22%
|
73,008
|
$207,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.22%
|
72,773
|
$207,000 | — | 31 Mar 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.17%
|
57,115
|
$163,000 | — | 31 Mar 2021 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.16%
|
53,241
|
$151,000 | — | 31 Mar 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.13%
|
45,451
|
$138,000 | — | 31 Mar 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.12%
|
40,005
|
$114,000 | — | 31 Mar 2021 | |
| NorthRock Partners, LLC |
13F
|
Company |
0.12%
|
40,000
|
$114,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
33,148
|
$94,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
27,549
|
$78,000 | — | 31 Mar 2021 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.07%
|
24,100
|
$68,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
22,847
|
$65,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
22,485
|
$64,000 | — | 31 Mar 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.07%
|
22,183
|
$63,000 | — | 31 Mar 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.06%
|
19,889
|
$56,000 | — | 31 Mar 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.06%
|
18,762
|
$53,000 | — | 31 Mar 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.05%
|
18,345
|
$52,000 | — | 31 Mar 2021 | |
| Jump Financial, LLC |
13F
|
Company |
0.05%
|
18,000
|
$51,000 | — | 31 Mar 2021 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
15,465
|
$44,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
15,402
|
$44,000 | — | 31 Mar 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
15,246
|
$43,000 | — | 31 Mar 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
15,155
|
$43,000 | — | 31 Mar 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.04%
|
14,000
|
$40,000 | — | 31 Mar 2021 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
0.04%
|
14,000
|
$40,000 | — | 31 Mar 2021 | |
| Cetera Advisors LLC |
13F
|
Company |
0.04%
|
13,820
|
$39,000 | — | 31 Mar 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
13,389
|
$38,000 | — | 31 Mar 2021 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.04%
|
13,216
|
$38,000 | — | 31 Mar 2021 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
11,000
|
$31,000 | — | 31 Mar 2021 | |
| Virtu Financial LLC |
13F
|
Company |
0.03%
|
10,608
|
$30,000 | — | 31 Mar 2021 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.03%
|
10,200
|
$29,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
10,154
|
$29,000 | — | 31 Mar 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
9,574
|
$27,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
5,510
|
$16,000 | — | 31 Mar 2021 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
0.01%
|
4,700
|
$13,000 | — | 31 Mar 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
4,647
|
$13,000 | — | 31 Mar 2021 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.01%
|
3,566
|
$10,127 | — | 31 Mar 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.01%
|
2,803
|
$8,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
2,500
|
$7,000 | — | 31 Mar 2021 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0.01%
|
2,344
|
$7,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
2,178
|
$6,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,756
|
$5,000 | — | 31 Mar 2021 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0%
|
1,550
|
$4,000 | — | 31 Mar 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,485
|
$4,000 | — | 31 Mar 2021 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q2 2021
As of 30 Jun 2021,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,369,333 shares.
The largest 10 holders included
VANGUARD GROUP INC, BlackRock Inc., MILLENNIUM MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, SHUFRO ROSE & CO LLC, Ergoteles LLC, STATE STREET CORP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, HRT FINANCIAL LP, and NORTHERN TRUST CORP.
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
52
Q2 2021 holders
40
Holder diff
-12
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.