Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 5,627,362
- Share change
- +267,398
- Total reported value
- $15,813,791
- Price per share
- $2.81
- Number of holders
- 53
- Value change
- +$758,817
- Number of buys
- 26
- Number of sells
- 18
Report period
Q4 2020
Institutions
53
Top holders
10
REFR full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
5.7%
|
1,915,819
|
$5,173,000 | — | 30 Sep 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.7%
|
1,257,381
|
$3,395,000 | — | 30 Sep 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1%
|
351,738
|
$949,000 | — | 30 Sep 2020 | |
| STATE STREET CORP |
13F
|
Company |
0.97%
|
328,059
|
$886,000 | — | 30 Sep 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.92%
|
309,420
|
$835,000 | — | 30 Sep 2020 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.47%
|
159,750
|
$431,000 | — | 30 Sep 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.32%
|
108,007
|
$291,000 | — | 30 Sep 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.25%
|
84,148
|
$227,000 | — | 30 Sep 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.24%
|
79,408
|
$215,000 | — | 30 Sep 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.21%
|
71,585
|
$194,000 | — | 30 Sep 2020 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.2%
|
66,991
|
$181,000 | — | 30 Sep 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.16%
|
53,241
|
$144,000 | — | 30 Sep 2020 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.14%
|
46,600
|
$126,000 | — | 30 Sep 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.12%
|
41,776
|
$113,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
40,655
|
$110,000 | — | 30 Sep 2020 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.12%
|
40,005
|
$108,000 | — | 30 Sep 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.09%
|
30,400
|
$82,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
26,709
|
$72,000 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.08%
|
25,752
|
$70,000 | — | 30 Sep 2020 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.07%
|
24,300
|
$66,000 | — | 30 Sep 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.06%
|
21,200
|
$57,000 | — | 30 Sep 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$54,000 | — | 30 Sep 2020 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.05%
|
16,577
|
$47,000 | — | 30 Sep 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.05%
|
16,395
|
$44,000 | — | 30 Sep 2020 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
15,866
|
$43,000 | — | 30 Sep 2020 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.05%
|
15,577
|
$42,000 | — | 30 Sep 2020 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
0.05%
|
15,500
|
$42,000 | — | 30 Sep 2020 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.05%
|
15,217
|
$41,000 | — | 30 Sep 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.04%
|
15,027
|
$40,000 | — | 30 Sep 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
14,771
|
$40,000 | — | 30 Sep 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.04%
|
13,272
|
$36,000 | — | 30 Sep 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.04%
|
12,111
|
$33,000 | — | 30 Sep 2020 | |
| FMR LLC |
13F
|
Company |
0.03%
|
11,260
|
$30,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
11,000
|
$30,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.03%
|
10,500
|
$28,000 | — | 30 Sep 2020 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$27,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
9,958
|
$27,000 | — | 30 Sep 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.03%
|
9,891
|
$28,000 | — | 30 Sep 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.02%
|
6,434
|
$17,372 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
5,069
|
$14,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,915
|
$13,000 | — | 30 Sep 2020 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
0.01%
|
4,700
|
$12,000 | — | 30 Sep 2020 | |
| Legal & General Group Plc |
13F
|
Company |
0.01%
|
3,153
|
$9,000 | — | 30 Sep 2020 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0.01%
|
2,344
|
$6,000 | — | 30 Sep 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,931
|
$5,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,275
|
$3,000 | — | 30 Sep 2020 | |
| Prospera Financial Services Inc |
13F
|
Company |
0%
|
750
|
$2,000 | — | 30 Sep 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
693
|
$2,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0%
|
349
|
$1,000 | — | 30 Sep 2020 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q4 2020
As of 31 Dec 2020,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,627,362 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, SHUFRO ROSE & CO LLC, Nuveen Asset Management, LLC, Bank of New York Mellon Corp, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, and JPMORGAN CHASE & CO.
This page lists
53
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
50
Q4 2020 holders
53
Holder diff
3
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.