Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 1,614,330
- Share change
- -115,820
- Total reported value
- $2,519,000
- Price per share
- $1.56
- Number of holders
- 22
- Value change
- -$180,766
- Number of buys
- 2
- Number of sells
- 5
Report period
Q4 2018
Institutions
22
Top holders
10
REFR full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
2%
|
658,473
|
$1,034,000 | — | 30 Sep 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.3%
|
425,502
|
$668,000 | — | 30 Sep 2018 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.42%
|
143,250
|
$225,000 | — | 30 Sep 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
95,951
|
$150,000 | — | 30 Sep 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$99,000 | — | 30 Sep 2018 | |
| Family Manage LLC |
13F
|
Company |
0.15%
|
52,000
|
$82,000 | — | 30 Sep 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
43,389
|
$68,000 | — | 30 Sep 2018 | |
| Fiera Capital Corp |
13F
|
Company |
0.1%
|
32,966
|
$52,000 | — | 30 Sep 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.1%
|
32,300
|
$51,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
31,755
|
$50,000 | — | 30 Sep 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.09%
|
29,212
|
$46,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
27,001
|
$42,000 | — | 30 Sep 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
24,303
|
$38,000 | — | 30 Sep 2018 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$31,000 | — | 30 Sep 2018 | |
| MAI Capital Management |
13F
|
Company |
0.03%
|
11,290
|
$18,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
11,000
|
$17,000 | — | 30 Sep 2018 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$16,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
8,400
|
$13,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
4,417
|
$7,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,900
|
$5,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
2,500
|
$4,000 | — | 30 Sep 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
700
|
$1,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Sep 2018 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q4 2018
As of 31 Dec 2018,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,614,330 shares.
The largest 10 holders included
BlackRock Inc., Vanguard Group Inc, SHUFRO ROSE & CO LLC, GEODE CAPITAL MANAGEMENT, LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, Family Management Corp, NORTHERN TRUST CORP, RENAISSANCE TECHNOLOGIES LLC, Fiera Capital Corp, and Raymond James Financial Services Advisors, Inc..
This page lists
22
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
22
Q4 2018 holders
22
Holder diff
0
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.