Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 4,223,996
- Share change
- +20,610
- Total reported value
- $5,028,000
- Price per share
- $1.19
- Number of holders
- 30
- Value change
- +$20,917
- Number of buys
- 9
- Number of sells
- 10
Report period
Q3 2017
Institutions
30
Top holders
10
REFR full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
6.2%
|
2,088,623
|
$2,694,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.1%
|
710,455
|
$916,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.7%
|
557,929
|
$720,000 | — | 30 Jun 2017 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.39%
|
132,950
|
$172,000 | — | 30 Jun 2017 | |
| CONNORS INVESTOR SERVICES INC |
13F
|
Company |
0.37%
|
124,146
|
$160,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
95,951
|
$123,000 | — | 30 Jun 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$81,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
43,389
|
$56,000 | — | 30 Jun 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.11%
|
38,212
|
$49,000 | — | 30 Jun 2017 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$46,000 | — | 30 Jun 2017 | |
| Fiera Capital Corp |
13F
|
Company |
0.1%
|
32,966
|
$43,000 | — | 30 Jun 2017 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.09%
|
31,600
|
$41,000 | — | 30 Jun 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.09%
|
29,077
|
$38,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
27,500
|
$35,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
24,303
|
$31,000 | — | 30 Jun 2017 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.07%
|
24,200
|
$31,000 | — | 30 Jun 2017 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$26,000 | — | 30 Jun 2017 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.06%
|
19,800
|
$24,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
19,501
|
$25,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
17,700
|
$23,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
11,564
|
$15,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
10,877
|
$15,000 | — | 30 Jun 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.03%
|
10,720
|
$14,000 | — | 30 Jun 2017 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$13,000 | — | 30 Jun 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
8,375
|
$11,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.02%
|
6,150
|
$8,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,661
|
$3,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,650
|
$3,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
2,546
|
$3,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
700
|
$1,000 | — | 30 Jun 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
400
|
$492 | — | 30 Jun 2017 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q3 2017
As of 30 Sep 2017,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,223,996 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Inc., VANGUARD GROUP INC, SHUFRO ROSE & CO LLC, CONNORS INVESTOR SERVICES INC, GEODE CAPITAL MANAGEMENT, LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, NORTHERN TRUST CORP, First Allied Advisory Services, Inc., and Fiera Capital Corp.
This page lists
30
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
31
Q3 2017 holders
30
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.