Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 4,724,039
- Share change
- +178,461
- Total reported value
- $17,252,000
- Price per share
- $3.65
- Number of holders
- 38
- Value change
- +$645,951
- Number of buys
- 9
- Number of sells
- 10
Report period
Q2 2016
Institutions
38
Top holders
10
REFR full security history
Newer quarter: Q3 2016
Previous quarter: Q1 2016
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
5.4%
|
1,817,589
|
$8,288,000 | — | 31 Mar 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2%
|
677,055
|
$3,087,000 | — | 31 Mar 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.9%
|
648,738
|
$2,958,000 | — | 31 Mar 2016 | |
| FMR LLC |
13F
|
Company |
0.72%
|
242,250
|
$1,105,000 | — | 31 Mar 2016 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.61%
|
204,950
|
$935,000 | — | 31 Mar 2016 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.56%
|
190,645
|
$870,000 | — | 31 Mar 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.29%
|
98,819
|
$450,000 | — | 31 Mar 2016 | |
| CONNORS INVESTOR SERVICES INC |
13F
|
Company |
0.19%
|
62,947
|
$287,000 | — | 31 Mar 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$287,000 | — | 31 Mar 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.17%
|
57,855
|
$264,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
54,150
|
$247,000 | — | 31 Mar 2016 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$164,000 | — | 31 Mar 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
33,477
|
$153,000 | — | 31 Mar 2016 | |
| Fiera Capital Corp |
13F
|
Company |
0.1%
|
32,966
|
$150,000 | — | 31 Mar 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
32,867
|
$150,000 | — | 31 Mar 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.09%
|
31,600
|
$144,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
31,518
|
$143,000 | — | 31 Mar 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.09%
|
29,645
|
$135,000 | — | 31 Mar 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
27,100
|
$124,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
24,240
|
$113,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.06%
|
21,000
|
$96,000 | — | 31 Mar 2016 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$91,000 | — | 31 Mar 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.06%
|
19,800
|
$90,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
19,502
|
$89,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
14,440
|
$65,000 | — | 31 Mar 2016 | |
| Integrated Wealth Management |
13F
|
Company |
0.03%
|
10,900
|
$50,000 | — | 31 Mar 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.03%
|
10,720
|
$50,000 | — | 31 Mar 2016 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$46,000 | — | 31 Mar 2016 | |
| Joel Isaacson & Co., LLC |
13F
|
Company |
0.02%
|
6,850
|
$31,000 | — | 31 Mar 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.02%
|
6,184
|
$28,000 | — | 31 Mar 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
5,552
|
$25,000 | — | 31 Mar 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
3,679
|
$17,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
2,500
|
$11,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,215
|
$6,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,000
|
$5,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
650
|
$3,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
300
|
$1,000 | — | 31 Mar 2016 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
218
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q2 2016
As of 30 Jun 2016,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,724,039 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Institutional Trust Company, N.A., VANGUARD GROUP INC, Granite Investment Partners, LLC, FMR LLC, SHUFRO ROSE & CO LLC, GEODE CAPITAL MANAGEMENT, LLC, CONNORS INVESTOR SERVICES INC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, and BlackRock Fund Advisors.
This page lists
38
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
37
Q2 2016 holders
38
Holder diff
1
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.