Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 4,104,967
- Share change
- +34,519
- Total reported value
- $21,014,000
- Put/Call ratio
- 56%
- Price per share
- $5.11
- Number of holders
- 36
- Value change
- +$154,857
- Number of buys
- 13
- Number of sells
- 9
Report period
Q4 2014
Institutions
36
Top holders
10
REFR full security history
Newer quarter: Q1 2015
Previous quarter: Q3 2014
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
4.8%
|
1,615,089
|
$9,287,000 | — | 30 Sep 2014 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2%
|
670,973
|
$3,858,000 | — | 30 Sep 2014 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.6%
|
534,955
|
$3,076,000 | — | 30 Sep 2014 | |
| FMR LLC |
13F
|
Company |
0.92%
|
311,190
|
$1,789,000 | — | 30 Sep 2014 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.63%
|
213,600
|
$1,228,000 | — | 30 Sep 2014 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
85,855
|
$493,000 | — | 30 Sep 2014 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.22%
|
74,481
|
$428,000 | — | 30 Sep 2014 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$361,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.14%
|
47,600
|
$274,000 | — | 30 Sep 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
42,100
|
$242,000 | — | 30 Sep 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.12%
|
40,105
|
$231,000 | — | 30 Sep 2014 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$207,000 | — | 30 Sep 2014 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
34,265
|
$197,000 | — | 30 Sep 2014 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.1%
|
33,100
|
$190,000 | — | 30 Sep 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
33,088
|
$190,000 | — | 30 Sep 2014 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.08%
|
27,430
|
$158,000 | — | 30 Sep 2014 | |
| CONDOR CAPITAL MANAGEMENT |
13F
|
Company |
0.08%
|
27,261
|
$157,000 | — | 30 Sep 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
26,523
|
$152,000 | — | 30 Sep 2014 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$115,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
19,002
|
$109,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
16,840
|
$97,000 | — | 30 Sep 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
15,100
|
$87,000 | — | 30 Sep 2014 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
11,920
|
$69,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
11,000
|
$63,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
10,620
|
$60,000 | — | 30 Sep 2014 | |
| PEAK6 Group LLC |
13F
|
Company |
0.03%
|
10,490
|
$60,000 | — | 30 Sep 2014 | |
| Joel Isaacson & Co., LLC |
13F
|
Company |
0.02%
|
6,850
|
$39,000 | — | 30 Sep 2014 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
5,552
|
$32,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
5,100
|
$29,000 | — | 30 Sep 2014 | |
| Spot Trading L.L.C |
13F
|
Company |
0.01%
|
4,368
|
$25,000 | — | 30 Sep 2014 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
4,011
|
$23,000 | — | 30 Sep 2014 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.01%
|
3,454
|
$20,000 | — | 30 Sep 2014 | |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
13F
|
Company |
0.01%
|
3,000
|
$17,000 | — | 30 Sep 2014 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
1,257
|
$7,000 | — | 30 Sep 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
800
|
$4,000 | — | 30 Sep 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
771
|
$4,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
700
|
$4,000 | — | 30 Sep 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
650
|
$4,000 | — | 30 Sep 2014 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
333
|
$2,000 | — | 30 Sep 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
277
|
$2,000 | — | 30 Sep 2014 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q4 2014
As of 31 Dec 2014,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,104,967 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Institutional Trust Company, N.A., VANGUARD GROUP INC, FMR LLC, SHUFRO ROSE & CO LLC, GEODE CAPITAL MANAGEMENT, LLC, SOPHROSYNE CAPITAL LLC, BlackRock Fund Advisors, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, and UBS Group AG.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
39
Q4 2014 holders
36
Holder diff
-3
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.