Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 3,934,114
- Share change
- -548,521
- Total reported value
- $23,840,315
- Price per share
- $6.06
- Number of holders
- 40
- Value change
- -$2,679,260
- Number of buys
- 13
- Number of sells
- 14
Report period
Q2 2014
Institutions
40
Top holders
10
REFR full security history
Newer quarter: Q3 2014
Previous quarter: Q1 2014
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
4.1%
|
1,380,559
|
$6,282,000 | — | 31 Mar 2014 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.9%
|
639,061
|
$3,317,000 | — | 31 Mar 2014 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.6%
|
527,050
|
$2,735,000 | — | 31 Mar 2014 | |
| Harvest Capital Strategies LLC |
13F
|
Company |
1.5%
|
500,000
|
$2,595,000 | — | 31 Mar 2014 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.62%
|
208,700
|
$1,083,000 | — | 31 Mar 2014 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.61%
|
205,632
|
$1,067,000 | — | 31 Mar 2014 | |
| FMR LLC |
13F
|
Company |
0.48%
|
160,670
|
$834,000 | — | 31 Mar 2014 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.24%
|
81,360
|
$422,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.24%
|
80,109
|
$416,000 | — | 31 Mar 2014 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.23%
|
77,607
|
$403,000 | — | 31 Mar 2014 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$320,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.14%
|
46,000
|
$239,000 | — | 31 Mar 2014 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.13%
|
45,102
|
$234,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
41,600
|
$216,000 | — | 31 Mar 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.12%
|
40,418
|
$210,000 | — | 31 Mar 2014 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$187,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
33,603
|
$175,000 | — | 31 Mar 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
33,088
|
$172,000 | — | 31 Mar 2014 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.09%
|
31,900
|
$166,000 | — | 31 Mar 2014 | |
| CONDOR CAPITAL MANAGEMENT |
13F
|
Company |
0.09%
|
28,996
|
$150,000 | — | 31 Mar 2014 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.08%
|
27,430
|
$142,000 | — | 31 Mar 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
26,329
|
$137,000 | — | 31 Mar 2014 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$104,000 | — | 31 Mar 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.05%
|
18,000
|
$93,000 | — | 31 Mar 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
15,100
|
$78,000 | — | 31 Mar 2014 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
13,282
|
$69,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.04%
|
13,160
|
$68,000 | — | 31 Mar 2014 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.04%
|
12,792
|
$66,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
12,689
|
$66,000 | — | 31 Mar 2014 | |
| PEAK6 Group LLC |
13F
|
Company |
0.04%
|
12,012
|
$62,000 | — | 31 Mar 2014 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
11,920
|
$62,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
10,800
|
$56,000 | — | 31 Mar 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
10,213
|
$53,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
8,115
|
$42,000 | — | 31 Mar 2014 | |
| Joel Isaacson & Co., LLC |
13F
|
Company |
0.02%
|
6,850
|
$36,000 | — | 31 Mar 2014 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
5,552
|
$29,000 | — | 31 Mar 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
3,200
|
$16,000 | — | 31 Mar 2014 | |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
13F
|
Company |
0.01%
|
3,000
|
$16,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
2,049
|
$10,000 | — | 31 Mar 2014 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
800
|
$4,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
700
|
$4,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
650
|
$3,000 | — | 31 Mar 2014 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
333
|
$2,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
120
|
$1,000 | — | 31 Mar 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
52
|
$237 | — | 31 Mar 2014 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q2 2014
As of 30 Jun 2014,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,934,114 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Institutional Trust Company, N.A., VANGUARD GROUP INC, FMR LLC, SHUFRO ROSE & CO LLC, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Fund Advisors, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, UBS AG, and Cambridge Investment Research Advisors, Inc..
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
44
Q2 2014 holders
40
Holder diff
-4
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.