PUTNAM MASTER INTERMEDIATE INCOME TRUST - Common Stock (PIM)
CUSIP: 746909100
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,177,900
- Total 13F shares
- 13,929,151
- Share change
- +1,472,832
- Total reported value
- $71,733,875
- Price per share
- $5.15
- Number of holders
- 57
- Value change
- +$7,638,752
- Number of buys
- 22
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 746909100?
CUSIP 746909100 identifies PIM - PUTNAM MASTER INTERMEDIATE INCOME TRUST - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 746909100:
Top shareholders of PIM - PUTNAM MASTER INTERMEDIATE INCOME TRUST - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
7.3%
|
3,517,015
|
$17,726,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.2%
|
2,034,813
|
$10,256,000 | — | 31 Dec 2013 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.6%
|
1,726,623
|
$8,702,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
2.3%
|
1,084,090
|
$5,464,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
626,892
|
$3,160,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.88%
|
421,906
|
$2,126,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.84%
|
403,827
|
$2,036,000 | — | 31 Dec 2013 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.64%
|
310,315
|
$1,564,000 | — | 31 Dec 2013 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.59%
|
285,577
|
$1,439,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.54%
|
258,273
|
$1,302,000 | — | 31 Dec 2013 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.5%
|
240,471
|
$1,212,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.43%
|
205,453
|
$1,035,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
0.4%
|
192,122
|
$961,000 | — | 31 Dec 2013 | |
| Penbrook Management LLC |
13F
|
Company |
0.33%
|
158,654
|
$800,000 | — | 31 Dec 2013 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
109,288
|
$554,000 | — | 31 Dec 2013 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.19%
|
91,037
|
$459,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
79,504
|
$401,000 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.16%
|
77,361
|
$390,000 | — | 31 Dec 2013 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.15%
|
73,198
|
$369,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.15%
|
71,483
|
$360,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.13%
|
60,956
|
$307,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
41,607
|
$210,000 | — | 31 Dec 2013 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
34,216
|
$172,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
33,087
|
$166,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.07%
|
31,764
|
$160,000 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
31,329
|
$158,000 | — | 31 Dec 2013 | |
| WealthTrust Axiom LLC |
13F
|
Company |
0.06%
|
29,000
|
$146,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.06%
|
27,829
|
$138,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.06%
|
26,925
|
$136,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
0.04%
|
17,000
|
$86,000 | — | 31 Dec 2013 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.03%
|
15,734
|
$79,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
15,628
|
$79,000 | — | 31 Dec 2013 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
0.03%
|
14,753
|
$74,000 | — | 31 Dec 2013 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
13,920
|
$70,000 | — | 31 Dec 2013 | |
| PAYDEN & RYGEL |
13F
|
Company |
0.03%
|
13,690
|
$69,000 | — | 31 Dec 2013 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.03%
|
13,416
|
$68,000 | — | 31 Dec 2013 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.02%
|
11,500
|
$58,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.02%
|
11,005
|
$55,000 | — | 31 Dec 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
7,574
|
$38,000 | — | 31 Dec 2013 | |
| WFG Advisors, LP |
13F
|
Company |
0.02%
|
7,558
|
$38,000 | — | 31 Dec 2013 | |
| Winfield Associates, Inc. |
13F
|
Company |
0.01%
|
6,000
|
$30,000 | — | 31 Dec 2013 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
5,000
|
$25,000 | — | 31 Dec 2013 | |
| Horrell Capital Management, Inc. |
13F
|
Company |
0.01%
|
3,000
|
$17,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
2,500
|
$12,600 | — | 31 Dec 2013 | |
| Polaris Wealth Advisory Group, LLC |
13F
|
Company |
0%
|
1,975
|
$10,000 | — | 31 Dec 2013 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
0%
|
1,900
|
$10,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0%
|
1,471
|
$7,000 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,316
|
$7,000 | — | 31 Dec 2013 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0%
|
1,129
|
$6,000 | — | 31 Dec 2013 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0%
|
1,002
|
$5,000 | — | 31 Dec 2013 |
Institutional Holders of PUTNAM MASTER INTERMEDIATE INCOME TRUST - Common Stock (PIM) as of Q1 2014
As of 31 Mar 2014,
PUTNAM MASTER INTERMEDIATE INCOME TRUST - Common Stock (PIM) was held by
57 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,929,151 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., 1607 Capital Partners, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., Parametric Portfolio Associates LLC, UBS AG, Sterneck Capital Management, LLC, and MORGAN STANLEY.
This page lists
57
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
55
Q1 2014 holders
57
Holder diff
2
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.