PRUDENTIAL GLB SHT DUR HG YL - COM (GHY)

CUSIP: 74433A109

Q4 2019 13F Holders as of 31 Dec 2019

Share change
-1,506
SEC-reported price per share
$15.02
Number of holders
1
Value change
-$22,624
Number of sells
1

Security key

74433A109

Report period

Q4 2019

Institutions

1

Top holders

1

Ownership snapshot

Top reported holders of GHY - PRUDENTIAL GLB SHT DUR HG YL - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F Highest disclosed value: $35,031,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

RIVERNORTH CAPITAL MANAGEMENT, LLC has the largest disclosed position value at $35.03M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Disclosed position value Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC $35.03M
PARAMETRIC PORTFOLIO ASSOCIATES LLC $33.21M
SIT INVESTMENT ASSOCIATES INC $26.66M
Saba Capital Management, L.P. $22.73M
UBS Group AG $20.76M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$35,031,000
2,437,775 shares
— 30 Sep 2019
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
—
denominator unverified
$33,206,000
2,310,770 shares
— 30 Sep 2019
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
—
denominator unverified
$26,659,000
1,855,165 shares
— 30 Sep 2019
Saba Capital Management, L.P.
13F
Company
13F
—
denominator unverified
$22,730,000
1,581,751 shares
— 30 Sep 2019
UBS Group AG
13F
Company
13F
—
denominator unverified
$20,759,000
1,444,619 shares
— 30 Sep 2019
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$15,760,000
1,096,784 shares
— 30 Sep 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
1
Shares
90,664
Rows available
1
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders
2
Q4 2019 holders
1
Holder diff
-1
Investor Q3 2019 Shares Q4 2019 Shares Share Diff Share Chg % Q3 2019 value Q4 2019 value Value change Value Chg %
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