PROSPECT CAP CORP 6.375 03/01/2025 - Convertible

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class
Equity / Convertible
Total 13F shares
54,726,617
Share change
-4,139,143
Total reported value
$60,904,365
Price per share
$1.10
Number of holders
55
Value change
-$4,439,051
Number of buys
12
Number of sells
11

Institutional Holders of PROSPECT CAP CORP 6.375 03/01/2025 - Convertible as of Q4 2021

As of 31 Dec 2021, PROSPECT CAP CORP 6.375 03/01/2025 - Convertible was held by 55 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 54,726,617 shares. The largest 10 holders included Radcliffe Capital Management, L.P., Kovitz Investment Group Partners, LLC, SSI INVESTMENT MANAGEMENT LLC, Ameritas Investment Partners, Inc., ROYAL BANK OF CANADA, BNP PARIBAS ARBITRAGE, SA, EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC, Thrivent Financial for Lutherans, Windsor Capital Management, LLC, and AEGON USA Investment Management, LLC. This page lists 55 institutional shareholders reporting positions in this security for the Q4 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.