Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Equity / Convertible
-
Total 13F shares
-
52,601,760
-
Share change
-
-2,452,824
-
Total reported value
-
$58,888,901
-
Price per share
-
$1.08
-
Number of holders
-
51
-
Value change
-
-$2,625,723
-
Number of buys
-
12
-
Number of sells
-
6
Institutional Holders of PROSPECT CAP CORP 6.375 03/01/2025 - Convertible as of Q3 2021
As of 30 Sep 2021,
PROSPECT CAP CORP 6.375 03/01/2025 - Convertible was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
52,601,760 shares.
The largest 10 holders included
Radcliffe Capital Management, L.P., SSI INVESTMENT MANAGEMENT LLC, ZAZOVE ASSOCIATES LLC, Ameritas Investment Partners, Inc., AMUNDI, ROYAL BANK OF CANADA, DEUTSCHE BANK AG\, Thrivent Financial for Lutherans, BARCLAYS PLC, and AEGON USA Investment Management, LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.