PROSPECT CAP CORP 6.375 03/01/2025 - Convertible

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / Convertible
Total 13F shares
149,536,230
Share change
-10,888,296
Total reported value
$153,195,736
Price per share
$1.02
Number of holders
42
Value change
-$10,990,452
Number of buys
10
Number of sells
11

Institutional Holders of PROSPECT CAP CORP 6.375 03/01/2025 - Convertible as of Q3 2020

As of 30 Sep 2020, PROSPECT CAP CORP 6.375 03/01/2025 - Convertible was held by 42 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 149,536,230 shares. The largest 10 holders included Allianz Asset Management GmbH, Radcliffe Capital Management, L.P., Linden Advisors LP, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, ZAZOVE ASSOCIATES LLC, CNH PARTNERS LLC, Lombard Odier Asset Management (Europe) Ltd, MORGAN STANLEY, AMUNDI PIONEER ASSET MANAGEMENT INC, and UBS ASSET MANAGEMENT AMERICAS INC. This page lists 42 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.