Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Debt / NOTE 4.750% 4/1
-
Number of holders
-
54
-
Total 13F principal, excl. options
-
317,546,942
-
Principal change
-
-3,629,814
-
Total reported value, excl. options
-
$320,774,304
-
Value change
-
-$3,434,240
-
Number of buys
-
26
-
Number of sells
-
11
-
Price
-
$1.01
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q3 2018
As of 30 Sep 2018 PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 had 62 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $317,546,942 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Radcliffe Capital Management, L.P., DEUTSCHE BANK AG\, Lombard Odier Asset Management (Europe) Ltd, NN Investment Partners Holdings N.V., TD ASSET MANAGEMENT INC, Advisors Capital Management, LLC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, AMERICAN FINANCIAL GROUP INC, STATE STREET CORP, and INCOME RESEARCH & MANAGEMENT.
This table shows 62 bond principal holders of the security as of 30 Sep 2018.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.