PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class
Debt / NOTE 4.750% 4/1
Unit price / market price
$1.00
Total 13F principal
$317,669,921
Principal change
+$28,574,466
Total reported value
$320,422,060
Number of holders
53
Value change
+$29,104,217
Number of buys
18
Number of sells
21

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q1 2018

As of 31 Mar 2018 PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 had 53 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of $317,669,921 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Lombard Odier Asset Management (Europe) Ltd, DEUTSCHE BANK AG\, Radcliffe Capital Management, L.P., NN Investment Partners Holdings N.V., CNH PARTNERS LLC, TD ASSET MANAGEMENT INC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, STATE STREET CORP, DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main, and Advisors Capital Management, LLC.
This table shows 53 bond principal holders of the security as of 31 Mar 2018.
Investor Option Weight % Change % Value $ * Price $ Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.