Q4 2017 13F Holders as of 31 Dec 2017
-
Type / Class
-
Debt / NOTE 4.750% 4/1
-
Number of holders
-
56
-
Total 13F principal, excl. options
-
291,095,455
-
Principal change
-
+865,170
-
Total reported value, excl. options
-
$293,271,060
-
Value change
-
+$770,004
-
Number of buys
-
23
-
Number of sells
-
19
-
Price
-
$1.01
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q4 2017
64 filings reported holding 74348TAQ5 - PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of 31 Dec 2017.
PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 had 56 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $291,095,455 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Lombard Odier Asset Management (Europe) Ltd, DEUTSCHE BANK AG\, Radcliffe Capital Management, L.P., CNH PARTNERS LLC, TD ASSET MANAGEMENT INC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, STATE STREET CORP, AMERICAN FINANCIAL GROUP INC, THRIVENT FINANCIAL FOR LUTHERANS, and JPMORGAN CHASE & CO.
This table shows the top 56 Bond principal holders of the security as of 31 Dec 2017.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.