PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Debt / NOTE 4.750% 4/1
Number of holders
54
Total 13F principal, excl. options
289,481,285
Principal change
-252,413
Total reported value, excl. options
$292,811,061
Value change
+$14,331
Number of buys
23
Number of sells
-14
Price
$1.01

Significant Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q3 2017

60 filings reported holding 74348TAQ5 - PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q3 2017.
PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 has 54 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of $289,481,285 of principal .
Largest 10 bondholders include Lombard Odier Asset Management (Europe) Ltd ($43,770,000 of principal), DEUTSCHE BANK AG\ ($36,702,000 of principal), Radcliffe Capital Management, L.P. ($31,238,000 of principal), TD ASSET MANAGEMENT INC ($22,131,000 of principal), CNH PARTNERS LLC ($18,450,000 of principal), COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS ($13,780,000 of principal), STATE STREET CORP ($13,300,000 of principal), AMERICAN FINANCIAL GROUP INC ($12,200,000 of principal), THRIVENT FINANCIAL FOR LUTHERANS ($10,500,000 of principal), and INCOME RESEARCH & MANAGEMENT ($10,233,000 of principal).
This table shows the top 54 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.